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First Trust Dow Jones Select MicroCap Index Fund
FDM

Name Holding Trade Value Shares
Change 		Change in
Stake
HAS
1
Horizon Advisory Services
New York
$19.8M +$18.8M +315,015 New
Baird Financial Group
2
Baird Financial Group
Wisconsin
$11M +$144K +2,423 +1%
CPIG
3
Chicago Partners Investment Group
Illinois
$10.7M +$434K +7,290 +4%
LPL Financial
4
LPL Financial
California
$7.32M +$146K +2,444 +2%
Morgan Stanley
5
Morgan Stanley
New York
$6.91M -$153K -2,575 -2%
MAM
6
Marquette Asset Management
Minnesota
$6.52M +$97.7K +1,640 +2%
Wells Fargo
7
Wells Fargo
California
$6.51M +$78K +1,309 +1%
AFG
8
Arkansas Financial Group
Arkansas
$5.92M +$303K +5,079 +6%
SAM
9
Smithbridge Asset Management
Pennsylvania
$3.25M +$2.04M +34,298 +196%
EWM
10
Empirical Wealth Management
Washington
$2.36M -$365K -6,124 -14%
HWM
11
HB Wealth Management
Georgia
$2.2M – – –
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$2.12M +$1.44M +24,180 +252%
NFW
13
Noble Family Wealth
Florida
$1.51M -$225K -3,772 -14%
WMG
14
WESCAP Management Group
California
$1.41M -$28.9K -485 -2%
Bank of America
15
Bank of America
North Carolina
$1.39M +$105K +1,759 +9%
KCM
16
Kendall Capital Management
Maryland
$1.37M +$348K +5,835 +37%
Citadel Advisors
17
Citadel Advisors
Florida
$1.36M +$836K +14,037 +185%
UBS Group
18
UBS Group
Switzerland
$1.28M +$29K +487 +2%
CP
19
Camelot Portfolios
Ohio
$1.2M -$321K -5,381 -22%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1.19M -$381K -6,399 -25%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.1M +$46.5K +781 +5%
AWS
22
Atria Wealth Solutions
New York
$1.03M +$20.3K +341 +2%
Stifel Financial
23
Stifel Financial
Missouri
$803K -$125K -2,096 -14%
Osaic Holdings
24
Osaic Holdings
Arizona
$685K -$75K -1,259 -10%
WDC
25
Woodward Diversified Capital
California
$670K -$4.95K -83 -2%
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