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First Trust Dow Jones Select MicroCap Index Fund
FDM

Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$10.6M +$296K +5,310 +3%
CPIG
2
Chicago Partners Investment Group
Illinois
$10M +$534K +9,581 +6%
LPL Financial
3
LPL Financial
California
$7.01M +$236K +4,224 +4%
Morgan Stanley
4
Morgan Stanley
New York
$6.91M -$1.37M -24,647 -18%
Wells Fargo
5
Wells Fargo
California
$6.28M -$13.9K -249 -0.2%
MAM
6
Marquette Asset Management
Minnesota
$6.27M +$271K +4,857 +5%
AFG
7
Arkansas Financial Group
Arkansas
$5.47M +$2.2M +39,507 +79%
EWM
8
Empirical Wealth Management
Washington
$2.68M -$90.9K -1,630 -4%
HWM
9
HB Wealth Management
Georgia
$2.15M +$558K +10,000 +40%
NFW
10
Noble Family Wealth
Florida
$1.7M -$25.4K -455 -2%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.55M +$161K +2,882 +13%
CP
12
Camelot Portfolios
Ohio
$1.5M +$176K +3,156 +15%
WMG
13
WESCAP Management Group
California
$1.41M -$59.8K -1,073 -4%
Bank of America
14
Bank of America
North Carolina
$1.25M -$54.9K -985 -5%
UBS Group
15
UBS Group
Switzerland
$1.22M -$151K -2,709 -12%
SAM
16
Smithbridge Asset Management
Pennsylvania
$1.08M -$5.63K -101 -0.6%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.03M -$52.7K -946 -5%
AWS
18
Atria Wealth Solutions
New York
$986K +$73.7K +1,321 +9%
KCM
19
Kendall Capital Management
Maryland
$977K +$888K +15,924 New
Stifel Financial
20
Stifel Financial
Missouri
$914K -$13.5K -242 -2%
Osaic Holdings
21
Osaic Holdings
Arizona
$747K -$297K -5,333 -30%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$628K -$335 -6 -0.1%
WDC
23
Woodward Diversified Capital
California
$625K +$187K +3,349 New
VF
24
Virtu Financial
New York
$600K +$190K +3,400 +53%
AFP
25
Ausdal Financial Partners
Iowa
$592K -$1.56K -28 -0.3%
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