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First Trust Dow Jones Select MicroCap Index Fund
FDM

Name Holding Trade Value Shares
Change 		Change in
Stake
CCP
1
Cardan Capital Partners
Colorado
$21.1M +$156K +3,466 +0.7%
Morgan Stanley
2
Morgan Stanley
New York
$16.4M -$7.2M -159,413 -30%
Bank of America
3
Bank of America
North Carolina
$5.36M +$2.63M +58,201 +94%
CPIG
4
Chicago Partners Investment Group
Illinois
$3.25M +$321K +7,121 +11%
LPL Financial
5
LPL Financial
California
$2.7M +$441K +9,776 +19%
BTS
6
BB&T Securities
Virginia
$1.91M +$452K +10,025 +31%
UBS Group
7
UBS Group
Switzerland
$1.76M +$1.08M +24,031 +156%
CWM
8
Cornerstone Wealth Management
Missouri
$1.68M +$2.92M +64,675 New
Wells Fargo
9
Wells Fargo
California
$1.65M -$105K -2,337 -6%
IA
10
IFP Advisors
Florida
$1.58M +$34.3K +759 +2%
CP
11
Camelot Portfolios
Ohio
$1.5M -$24.9K -551 -2%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.43M -$669K -14,820 -32%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.26M +$148K +3,271 +13%
FWM
14
Frontier Wealth Management
Missouri
$1.19M -$118K -2,612 -9%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.11M +$330K +7,310 +42%
EWM
16
Empirical Wealth Management
Washington
$926K +$266K +5,900 +40%
RJA
17
Raymond James & Associates
Florida
$688K +$48.8K +1,082 +8%
WMG
18
WESCAP Management Group
California
$680K +$110K +2,435 +19%
CA
19
Cetera Advisors
Colorado
$523K +$1.8K +40 +0.3%
Jane Street
20
Jane Street
New York
$477K -$365K -8,086 -43%
LNC
21
Lincoln National Corp
Pennsylvania
$469K -$65.9K -1,459 -12%
CWS
22
Cypress Wealth Services
California
$464K +$19.3K +427 +4%
FA
23
FMA Advisory
Pennsylvania
$464K +$156K +3,452 +50%
AG
24
Advisor Group
Arizona
$441K -$49.1K -1,087 -10%
CAN
25
Cetera Advisor Networks
California
$423K +$10.4K +230 +2%
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