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First Trust Dow Jones Select MicroCap Index Fund
FDM

Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$9.14M +$64K +1,150 +0.6%
AWM
2
AE Wealth Management
Kansas
$9.05M +$10.1M +181,110 New
CPIG
3
Chicago Partners Investment Group
Illinois
$7.14M +$189K +3,390 +3%
Morgan Stanley
4
Morgan Stanley
New York
$6.37M -$383K -6,882 -5%
LPL Financial
5
LPL Financial
California
$5.71M -$676K -12,146 -10%
FAIM
6
Financial Advocates Investment Management
Washington
$4.52M +$608K +10,923 +14%
Wells Fargo
7
Wells Fargo
California
$4.34M -$716K -12,861 -13%
EWM
8
Empirical Wealth Management
Washington
$2.52M -$71K -1,276 -2%
WMG
9
WESCAP Management Group
California
$2.03M -$161K -2,899 -7%
CP
10
Camelot Portfolios
Ohio
$1.36M -$157K -2,822 -9%
HWM
11
HB Wealth Management
Georgia
$1.25M +$1.39M +25,000 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.02M -$176K -3,153 -13%
UBS Group
13
UBS Group
Switzerland
$949K -$170K -3,060 -14%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$895K -$84.7K -1,522 -8%
Citadel Advisors
15
Citadel Advisors
Florida
$801K +$892K +16,028 New
Osaic Holdings
16
Osaic Holdings
Arizona
$695K +$8.91K +160 +1%
Stifel Financial
17
Stifel Financial
Missouri
$638K +$18.6K +334 +3%
Bank of America
18
Bank of America
North Carolina
$634K +$334K +6,008 +90%
AWS
19
Atria Wealth Solutions
New York
$617K -$557 -10 -0.1%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$616K -$147K -2,643 -18%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$530K -$193K -3,473 -25%
AFP
22
Ausdal Financial Partners
Iowa
$523K +$2.28K +41 +0.4%
Truist Financial
23
Truist Financial
North Carolina
$486K -$22.6K -406 -4%
BCA
24
Bay Colony Advisors
Massachusetts
$463K -$25.1K -450 -5%
TAIM
25
TD Ameritrade Investment Management
Nebraska
$446K -$17.5K -314 -3%
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