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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Baird Financial Group
1
Baird Financial Group
Wisconsin
USD 9.14 M +USD 64 k +1,150 +0.6%
AE Wealth Management
2
AE Wealth Management
Kansas
USD 9.06 M +USD 10.1 M +181,110 Nuevas
Chicago Partners Investment Group
3
Chicago Partners Investment Group
Illinois
USD 7.14 M +USD 189 k +3,390 +3%
Morgan Stanley
4
Morgan Stanley
New York
USD 6.37 M -USD 383 k -6,882 -5%
LPL Financial
5
LPL Financial
California
USD 5.71 M -USD 676 k -12,146 -10%
Financial Advocates Investment Management
6
Financial Advocates Investment Management
Washington
USD 4.52 M +USD 608 k +10,923 +14%
Wells Fargo
7
Wells Fargo
California
USD 4.34 M -USD 716 k -12,861 -13%
Empirical Wealth Management
8
Empirical Wealth Management
Washington
USD 2.52 M -USD 71 k -1,276 -2%
WESCAP Management Group
9
WESCAP Management Group
California
USD 2.03 M -USD 161 k -2,899 -7%
Camelot Portfolios
10
Camelot Portfolios
Ohio
USD 1.36 M -USD 157 k -2,822 -9%
HB Wealth Management
11
HB Wealth Management
Georgia
USD 1.25 M +USD 1.39 M +25,000 Nuevas
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
USD 1.02 M -USD 176 k -3,153 -13%
UBS Group
13
UBS Group
Switzerland
USD 949 k -USD 170 k -3,060 -14%
Raymond James Financial Services Advisors
14
Raymond James Financial Services Advisors
Florida
USD 895 k -USD 84.7 k -1,522 -8%
Citadel Advisors
15
Citadel Advisors
Florida
USD 801 k +USD 892 k +16,028 Nuevas
Osaic Holdings
16
Osaic Holdings
Arizona
USD 695 k +USD 8.91 k +160 +1%
Stifel Financial
17
Stifel Financial
Missouri
USD 638 k +USD 18.6 k +334 +3%
Bank of America
18
Bank of America
North Carolina
USD 634 k +USD 334 k +6,008 +90%
Atria Wealth Solutions
19
Atria Wealth Solutions
New York
USD 617 k -USD 557 -10 -0.1%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
USD 616 k -USD 147 k -2,643 -18%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
USD 530 k -USD 193 k -3,473 -25%
Ausdal Financial Partners
22
Ausdal Financial Partners
Iowa
USD 523 k +USD 2.28 k +41 +0.4%
Truist Financial
23
Truist Financial
North Carolina
USD 486 k -USD 22.6 k -406 -4%
Bay Colony Advisors
24
Bay Colony Advisors
Massachusetts
USD 463 k -USD 25 k -450 -5%
TD Ameritrade Investment Management
25
TD Ameritrade Investment Management
Nebraska
USD 446 k -USD 17.5 k -314 -3%
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