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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 11.8 M +USD 291 k +6,146 +3%
Chicago Partners Investment Group
2
Chicago Partners Investment Group
Illinois
USD 2.71 M +USD 151 k +3,178 +6%
Wells Fargo
3
Wells Fargo
California
USD 2.08 M +USD 493 k +10,406 +31%
Camelot Portfolios
4
Camelot Portfolios
Ohio
USD 2.08 M +USD 107 k +2,263 +5%
FWM
5
Frontier Wealth Management
Missouri
USD 1.48 M -USD 43.7 k -921 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
USD 1.25 M -USD 438 k -9,241 -26%
BB&T Securities
7
BB&T Securities
Virginia
USD 1.24 M +USD 67.3 k +1,419 +6%
LPL Financial
8
LPL Financial
California
USD 1.19 M -USD 172 k -3,631 -13%
IFP Advisors
9
IFP Advisors
Florida
USD 1.15 M – – –
Jane Street
10
Jane Street
New York
USD 1.01 M -USD 19.9 k -420 -2%
Raymond James & Associates
11
Raymond James & Associates
Florida
USD 972 k +USD 47.7 k +1,006 +5%
Bank of America
12
Bank of America
North Carolina
USD 722 k -USD 64.8 k -1,367 -8%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
USD 595 k +USD 170 k +3,595 +40%
Empirical Wealth Management
14
Empirical Wealth Management
Washington
USD 506 k +USD 131 k +2,760 +35%
MML Investors Services
15
MML Investors Services
Massachusetts
USD 416 k +USD 417 k +8,785 Nuevas
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
USD 391 k +USD 2.37 k +50 +0.6%
Naples Global Advisors
17
Naples Global Advisors
Florida
USD 355 k – – –
One Capital Management
18
One Capital Management
California
USD 328 k -USD 4.6 k -97 -1%
Cypress Wealth Services
19
Cypress Wealth Services
California
USD 274 k +USD 19.3 k +407 +8%
UBS Group
20
UBS Group
Switzerland
USD 265 k +USD 80 k +1,688 +43%
SG Americas Securities
21
SG Americas Securities
New York
USD 257 k +USD 257 k +5,424 Nuevas
Mariner
22
Mariner
Kansas
USD 236 k – – –
CIBC World Market
23
CIBC World Market
Ontario, Canada
USD 212 k +USD 213 k +4,485 Nuevas
Advisor Group
24
Advisor Group
Arizona
USD 187 k -USD 17 k -359 -8%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
USD 136 k +USD 56.1 k +1,183 +71%
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