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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
RiverFront Investment Group
1
RiverFront Investment Group
Virginia
USD 26.7 M +USD 599 k +18,898 +2%
Raymond James & Associates
2
Raymond James & Associates
Florida
USD 4.14 M +USD 32.5 k +1,025 +0.8%
Wells Fargo
3
Wells Fargo
California
USD 2.28 M +USD 82 k +2,586 +4%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
USD 2.14 M -USD 654 k -20,607 -24%
Bank of America
5
Bank of America
North Carolina
USD 1.98 M +USD 1.68 M +52,937 +638%
Camelot Portfolios
6
Camelot Portfolios
Ohio
USD 992 k -USD 99.1 k -3,126 -9%
Morgan Stanley
7
Morgan Stanley
New York
USD 938 k -USD 811 k -25,562 -47%
BB&T Securities
8
BB&T Securities
Virginia
USD 746 k +USD 7.23 k +228 +1%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
USD 592 k +USD 331 k +10,448 +134%
Cetera Advisors
10
Cetera Advisors
Colorado
USD 533 k -USD 39.3 k -1,240 -7%
Placemark Investments
11
Placemark Investments
Illinois
USD 516 k +USD 13.4 k +424 +3%
UBS
12
UBS
Switzerland
USD 441 k +USD 242 k +7,640 +128%
Comerica Securities
13
Comerica Securities
Michigan
USD 382 k +USD 1.08 k +34 +0.3%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
USD 336 k -USD 2.12 k -67 -0.6%
Naples Global Advisors
15
Naples Global Advisors
Florida
USD 299 k – – –
One Capital Management
16
One Capital Management
California
USD 254 k +USD 249 k +7,853 Nuevas
Virtu KCG Holdings
17
Virtu KCG Holdings
New York
USD 234 k +USD 229 k +7,232 Nuevas
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
USD 130 k +USD 127 k +4,000 Nuevas
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
USD 53 k +USD 9.6 k +304 +23%
MYCIO Wealth Partners
20
MYCIO Wealth Partners
Pennsylvania
USD 50 k +USD 159 +5 +0.3%
Ladenburg Thalmann Financial Services
21
Ladenburg Thalmann Financial Services
Florida
USD 49 k -USD 129 k -4,079 -73%
American International Group
22
American International Group
New York
USD 43.5 k +USD 26.4 k +834 +164%
Camarda Financial Advisors
23
Camarda Financial Advisors
Florida
USD 32 k +USD 31.7 k +1,000 Nuevas
Tower Research Capital (TRC)
24
Tower Research Capital (TRC)
New York
USD 27 k +USD 26.9 k +847 Nuevas
WA
25
WFG Advisors
Texas
USD 23 k – – –
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