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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 6.64 M +USD 511 k +11,907 +9%
Chicago Partners Investment Group
2
Chicago Partners Investment Group
Illinois
USD 2.07 M +USD 1.46 M +34,080 +265%
CP
3
Camelot Portfolios
Ohio
USD 1.83 M +USD 26.7 k +621 +2%
SG Americas Securities
4
SG Americas Securities
New York
USD 1.75 M -USD 367 k -8,541 -18%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
USD 1.59 M +USD 906 k +21,094 +140%
FWM
6
Frontier Wealth Management
Missouri
USD 1.56 M -USD 139 k -3,226 -8%
Wells Fargo
7
Wells Fargo
California
USD 1.55 M -USD 566 k -13,179 -27%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
USD 1.44 M -USD 1.94 M -45,176 -58%
BB&T Securities
9
BB&T Securities
Virginia
USD 1.09 M +USD 16.9 k +393 +2%
Raymond James & Associates
10
Raymond James & Associates
Florida
USD 913 k -USD 381 k -8,878 -30%
IFP Advisors
11
IFP Advisors
Florida
USD 769 k +USD 315 k +7,348 +73%
Bank of America
12
Bank of America
North Carolina
USD 593 k -USD 124 k -2,878 -18%
LPL Financial
13
LPL Financial
California
USD 550 k +USD 102 k +2,372 +23%
One Capital Management
14
One Capital Management
California
USD 367 k -USD 20.4 k -474 -5%
Naples Global Advisors
15
Naples Global Advisors
Florida
USD 344 k -USD 5.37 k -125 -2%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
USD 343 k +USD 91.1 k +2,122 +37%
UBS Group
17
UBS Group
Switzerland
USD 250 k -USD 181 k -4,206 -43%
Jane Street
18
Jane Street
New York
USD 244 k -USD 482 k -11,215 -67%
Mariner
19
Mariner
Kansas
USD 220 k – – –
Fusion Family Wealth
20
Fusion Family Wealth
New York
USD 164 k +USD 159 k +3,711 Nuevas
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
USD 88 k -USD 85.9 k -2,000 -50%
Advisor Group
22
Advisor Group
Arizona
USD 87 k +USD 61.8 k +1,440 +269%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
USD 74 k +USD 515 +12 +0.7%
Ladenburg Thalmann Financial Services
24
Ladenburg Thalmann Financial Services
Florida
USD 65 k – – –
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
USD 45 k +USD 43 +1 +0.1%
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