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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
RiverFront Investment Group
1
RiverFront Investment Group
Virginia
USD 5.12 M -USD 20.8 M -664,603 -81%
Wells Fargo
2
Wells Fargo
California
USD 3.19 M +USD 912 k +29,077 +41%
SG Americas Securities
3
SG Americas Securities
New York
USD 2.1 M +USD 2.06 M +65,614 Nuevas
Bank of America
4
Bank of America
North Carolina
USD 2.06 M +USD 97.3 k +3,103 +5%
Camelot Portfolios
5
Camelot Portfolios
Ohio
USD 1.08 M +USD 97.2 k +3,098 +10%
Morgan Stanley
6
Morgan Stanley
New York
USD 971 k +USD 41.6 k +1,326 +5%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
USD 825 k -USD 1.26 M -40,287 -61%
Raymond James & Associates
8
Raymond James & Associates
Florida
USD 573 k -USD 3.45 M -109,955 -86%
UBS
9
UBS
Switzerland
USD 567 k +USD 129 k +4,112 +30%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
USD 512 k -USD 71.6 k -2,284 -13%
Cetera Advisors
11
Cetera Advisors
Colorado
USD 505 k -USD 22 k -700 -4%
Comerica Securities
12
Comerica Securities
Michigan
USD 435 k +USD 55.1 k +1,758 +15%
Timber Hill
13
Timber Hill
Connecticut
USD 413 k +USD 405 k +12,902 Nuevas
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
USD 359 k +USD 25.5 k +813 +8%
Naples Global Advisors
15
Naples Global Advisors
Florida
USD 296 k – – –
One Capital Management
16
One Capital Management
California
USD 245 k -USD 6.68 k -213 -3%
Virtu KCG Holdings
17
Virtu KCG Holdings
New York
USD 231 k -USD 1.07 k -34 -0.5%
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
USD 128 k – – –
MYCIO Wealth Partners
19
MYCIO Wealth Partners
Pennsylvania
USD 46 k -USD 2.88 k -92 -6%
Ladenburg Thalmann Financial Services
20
Ladenburg Thalmann Financial Services
Florida
USD 44 k -USD 3.83 k -122 -8%
American International Group
21
American International Group
New York
USD 33.9 k -USD 8.97 k -286 -21%
Camarda Financial Advisors
22
Camarda Financial Advisors
Florida
USD 32 k – – –
Creative Planning
23
Creative Planning
Kansas
USD 23 k +USD 11.9 k +378 +109%
WA
24
WFG Advisors
Texas
USD 22 k – – –
MSI Financial Services
25
MSI Financial Services
Massachusetts
USD 15 k – – –
1
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