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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
FWM
1
Frontier Wealth Management
Missouri
USD 3.34 M -USD 169 k -5,124 -5%
BB&T Securities
2
BB&T Securities
Virginia
USD 2.88 M +USD 33.2 k +1,006 +1%
Morgan Stanley
3
Morgan Stanley
New York
USD 1.91 M -USD 114 k -3,470 -6%
Wells Fargo
4
Wells Fargo
California
USD 1.54 M -USD 828 k -25,130 -36%
Citadel Advisors
5
Citadel Advisors
Florida
USD 1.2 M +USD 1.16 M +35,105 Nuevas
Camelot Portfolios
6
Camelot Portfolios
Ohio
USD 1.15 M -USD 31.2 k -948 -3%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
USD 1 M +USD 738 k +22,401 +320%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 490 k +USD 417 k +12,641 +700%
Timber Hill
9
Timber Hill
Connecticut
USD 408 k – – –
UBS Group
10
UBS Group
Switzerland
USD 408 k +USD 53.7 k +1,628 +16%
Comerica Securities
11
Comerica Securities
Michigan
USD 363 k -USD 70.7 k -2,144 -17%
Bank of America
12
Bank of America
North Carolina
USD 349 k +USD 12.3 k +374 +4%
Naples Global Advisors
13
Naples Global Advisors
Florida
USD 279 k -USD 33 k -1,000 -11%
Chicago Partners Investment Group
14
Chicago Partners Investment Group
Illinois
USD 253 k +USD 47.1 k +1,430 +23%
Fifth Third Bancorp
15
Fifth Third Bancorp
Ohio
USD 136 k – – –
WA
16
WFG Advisors
Texas
USD 61 k +USD 16.4 k +499 +38%
MYCIO Wealth Partners
17
MYCIO Wealth Partners
Pennsylvania
USD 49 k +USD 99 +3 +0.2%
Ladenburg Thalmann Financial Services
18
Ladenburg Thalmann Financial Services
Florida
USD 46 k +USD 989 +30 +2%
Creative Planning
19
Creative Planning
Kansas
USD 34 k -USD 32.4 k -984 -50%
Camarda Financial Advisors
20
Camarda Financial Advisors
Florida
USD 34 k – – –
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
USD 34 k +USD 33 k +1,002 Nuevas
D.A. Davidson & Co
22
D.A. Davidson & Co
Montana
USD 13 k – – –
MSI Financial Services
23
MSI Financial Services
Massachusetts
USD 13 k – – –
American International Group
24
American International Group
New York
USD 10 k – – –
Dubuque Bank & Trust
25
Dubuque Bank & Trust
Iowa
USD 4 k – – –
1
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