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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
BB&T Securities
1
BB&T Securities
Virginia
USD 3.74 M +USD 129 k +3,871 +3%
FWM
2
Frontier Wealth Management
Missouri
USD 2.85 M -USD 194 k -5,837 -6%
Morgan Stanley
3
Morgan Stanley
New York
USD 2.26 M +USD 119 k +3,568 +5%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
USD 1.62 M +USD 1.06 M +31,900 +166%
Wells Fargo
5
Wells Fargo
California
USD 1.61 M +USD 123 k +3,683 +8%
Citadel Advisors
6
Citadel Advisors
Florida
USD 1.24 M +USD 1.1 M +33,016 +535%
Camelot Portfolios
7
Camelot Portfolios
Ohio
USD 1.16 M -USD 21.2 k -638 -2%
Timber Hill
8
Timber Hill
Connecticut
USD 522 k +USD 148 k +4,457 +37%
Jane Street
9
Jane Street
New York
USD 499 k +USD 232 k +6,965 +79%
UBS Group
10
UBS Group
Switzerland
USD 455 k +USD 47.6 k +1,429 +11%
Bank of America
11
Bank of America
North Carolina
USD 327 k -USD 233 -7 -0.1%
One Capital Management
12
One Capital Management
California
USD 271 k -USD 1.3 k -39 -0.5%
Naples Global Advisors
13
Naples Global Advisors
Florida
USD 258 k – – –
Chicago Partners Investment Group
14
Chicago Partners Investment Group
Illinois
USD 236 k – – –
Virtu KCG Holdings
15
Virtu KCG Holdings
New York
USD 203 k +USD 213 k +6,405 Nuevas
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
USD 180 k -USD 254 k -7,637 -57%
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
USD 127 k – – –
WA
18
WFG Advisors
Texas
USD 59 k – – –
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
USD 55 k +USD 57.5 k +1,728 Nuevas
MYCIO Wealth Partners
20
MYCIO Wealth Partners
Pennsylvania
USD 46 k +USD 67 +2 +0.1%
Ladenburg Thalmann Financial Services
21
Ladenburg Thalmann Financial Services
Florida
USD 43 k – – –
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
USD 32 k – – –
Creative Planning
23
Creative Planning
Kansas
USD 16 k +USD 16.8 k +505 Nuevas
D.A. Davidson & Co
24
D.A. Davidson & Co
Montana
USD 12 k – – –
MSI Financial Services
25
MSI Financial Services
Massachusetts
USD 10 k – – –
1
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