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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
RiverFront Investment Group
1
RiverFront Investment Group
Virginia
USD 26.2 M -USD 56 M -1,822,252 -69%
Raymond James & Associates
2
Raymond James & Associates
Florida
USD 4.13 M -USD 2.8 M -91,080 -42%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
USD 2.81 M +USD 2.18 M +70,889 +451%
Wells Fargo
4
Wells Fargo
California
USD 2.21 M +USD 420 k +13,658 +25%
Morgan Stanley
5
Morgan Stanley
New York
USD 1.78 M +USD 695 k +22,615 +71%
Camelot Portfolios
6
Camelot Portfolios
Ohio
USD 1.1 M +USD 103 k +3,354 +11%
BB&T Securities
7
BB&T Securities
Virginia
USD 744 k -USD 1.63 M -53,024 -70%
Cetera Advisors
8
Cetera Advisors
Colorado
USD 576 k -USD 47.8 k -1,555 -8%
Placemark Investments
9
Placemark Investments
Illinois
USD 506 k -USD 775 k -25,203 -62%
Comerica Securities
10
Comerica Securities
Michigan
USD 384 k +USD 69.1 k +2,246 +24%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
USD 340 k -USD 23.6 k -769 -7%
Naples Global Advisors
12
Naples Global Advisors
Florida
USD 301 k +USD 284 k +9,235 Nuevas
Bank of America
13
Bank of America
North Carolina
USD 270 k +USD 67.9 k +2,210 +36%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
USD 254 k +USD 50.9 k +1,655 +27%
UBS
15
UBS
Switzerland
USD 194 k +USD 32.7 k +1,064 +22%
Ladenburg Thalmann Financial Services
16
Ladenburg Thalmann Financial Services
Florida
USD 182 k +USD 155 k +5,045 +957%
MYCIO Wealth Partners
17
MYCIO Wealth Partners
Pennsylvania
USD 50 k +USD 92 +3 +0.2%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
USD 43 k -USD 166 k -5,393 -80%
WA
19
WFG Advisors
Texas
USD 23 k +USD 31 +1 +0.1%
American International Group
20
American International Group
New York
USD 16.6 k +USD 31 +1 +0.2%
Creative Planning
21
Creative Planning
Kansas
USD 15 k -USD 3.07 k -100 -18%
MSI Financial Services
22
MSI Financial Services
Massachusetts
USD 15 k +USD 14 k +454 Nuevas
D.A. Davidson & Co
23
D.A. Davidson & Co
Montana
USD 13 k – – –
Comerica Bank
24
Comerica Bank
Texas
– -USD 345 k -11,902 Cerradas
Raymond James Trust
25
Raymond James Trust
Florida
– -USD 256 k -8,838 Cerradas
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