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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
BB&T Securities
1
BB&T Securities
Virginia
USD 3.94 M -USD 15.6 k -504 -0.4%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
USD 3.26 M +USD 2.02 M +65,253 +195%
FWM
3
Frontier Wealth Management
Missouri
USD 2.41 M -USD 204 k -6,578 -8%
IFP Advisors
4
IFP Advisors
Florida
USD 1.58 M +USD 1.1 M +35,508 Nuevas
Camelot Portfolios
5
Camelot Portfolios
Ohio
USD 1.28 M +USD 40 k +1,289 +3%
Morgan Stanley
6
Morgan Stanley
New York
USD 1.1 M +USD 178 k +5,753 +21%
Wells Fargo
7
Wells Fargo
California
USD 641 k -USD 1.01 M -32,427 -63%
Jane Street
8
Jane Street
New York
USD 538 k +USD 66.2 k +2,134 +15%
One Capital Management
9
One Capital Management
California
USD 473 k +USD 213 k +6,866 +92%
Timber Hill
10
Timber Hill
Connecticut
USD 468 k -USD 20.4 k -656 -4%
UBS Group
11
UBS Group
Switzerland
USD 394 k -USD 20.6 k -664 -5%
Chicago Partners Investment Group
12
Chicago Partners Investment Group
Illinois
USD 298 k +USD 48.2 k +1,555 +21%
Naples Global Advisors
13
Naples Global Advisors
Florida
USD 266 k – – –
LPL Financial
14
LPL Financial
California
USD 262 k -USD 59.9 k -1,932 -19%
Bank of America
15
Bank of America
North Carolina
USD 227 k -USD 281 k -9,053 -57%
Fifth Third Bancorp
16
Fifth Third Bancorp
Ohio
USD 132 k – – –
Ladenburg Thalmann Financial Services
17
Ladenburg Thalmann Financial Services
Florida
USD 66 k +USD 20.4 k +656 +49%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
USD 58 k -USD 110 k -3,555 -67%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
USD 57 k +USD 62 +2 +0.1%
MYCIO Wealth Partners
20
MYCIO Wealth Partners
Pennsylvania
USD 46 k -USD 1.74 k -56 -4%
WA
21
WFG Advisors
Texas
USD 26 k -USD 17.9 k -577 -43%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
USD 23 k -USD 9.37 k -302 -30%
D.A. Davidson & Co
23
D.A. Davidson & Co
Montana
USD 13 k – – –
Creative Planning
24
Creative Planning
Kansas
USD 11 k -USD 4.87 k -157 -32%
American International Group
25
American International Group
New York
USD 10 k – – –
1
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