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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 5.91 M +USD 1.8 M +41,939 +43%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
USD 3.32 M +USD 1.9 M +44,344 +132%
Wells Fargo
3
Wells Fargo
California
USD 2.06 M -USD 1.21 M -28,196 -37%
SG Americas Securities
4
SG Americas Securities
New York
USD 2.05 M +USD 729 k +17,000 +55%
Camelot Portfolios
5
Camelot Portfolios
Ohio
USD 1.74 M -USD 50.4 k -1,175 -3%
FWM
6
Frontier Wealth Management
Missouri
USD 1.65 M -USD 440 k -10,263 -21%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 1.26 M +USD 390 k +9,085 +44%
Citadel Advisors
8
Citadel Advisors
Florida
USD 1.07 M +USD 1.08 M +25,109 Nuevas
BB&T Securities
9
BB&T Securities
Virginia
USD 1.03 M -USD 138 k -3,214 -12%
Virtu KCG Holdings
10
Virtu KCG Holdings
New York
USD 877 k +USD 883 k +20,592 Nuevas
Jane Street
11
Jane Street
New York
USD 713 k -USD 166 k -3,861 -19%
Bank of America
12
Bank of America
North Carolina
USD 695 k +USD 122 k +2,840 +21%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
USD 641 k +USD 415 k +9,672 +179%
Chicago Partners Investment Group
14
Chicago Partners Investment Group
Illinois
USD 548 k +USD 208 k +4,860 +61%
IFP Advisors
15
IFP Advisors
Florida
USD 430 k +USD 425 k +9,922 +5,606%
LPL Financial
16
LPL Financial
California
USD 424 k -USD 393 k -9,159 -48%
UBS Group
17
UBS Group
Switzerland
USD 421 k +USD 176 k +4,105 +71%
One Capital Management
18
One Capital Management
California
USD 375 k -USD 203 k -4,728 -35%
Naples Global Advisors
19
Naples Global Advisors
Florida
USD 338 k – – –
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
USD 241 k +USD 243 k +5,670 Nuevas
Mariner
21
Mariner
Kansas
USD 212 k – – –
CIBC World Market
22
CIBC World Market
Ontario, Canada
USD 207 k -USD 111 k -2,589 -35%
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
USD 170 k – – –
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
USD 72 k -USD 15.5 M -360,577 -100%
Ladenburg Thalmann Financial Services
25
Ladenburg Thalmann Financial Services
Florida
USD 63 k -USD 1.16 M -27,167 -95%
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