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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 20 M +USD 7.04 M +141,726 +57%
Chicago Partners Investment Group
2
Chicago Partners Investment Group
Illinois
USD 2.96 M +USD 37.8 k +762 +1%
Wells Fargo
3
Wells Fargo
California
USD 2.22 M -USD 19.8 k -398 -0.9%
Camelot Portfolios
4
Camelot Portfolios
Ohio
USD 2.09 M -USD 143 k -2,886 -7%
Bank of America
5
Bank of America
North Carolina
USD 1.86 M +USD 1.05 M +21,248 +139%
IFP Advisors
6
IFP Advisors
Florida
USD 1.58 M +USD 344 k +6,931 +29%
FWM
7
Frontier Wealth Management
Missouri
USD 1.57 M -USD 21.5 k -434 -1%
LPL Financial
8
LPL Financial
California
USD 1.42 M +USD 132 k +2,667 +11%
Citadel Advisors
9
Citadel Advisors
Florida
USD 1.25 M +USD 1.22 M +24,594 Nuevas
BB&T Securities
10
BB&T Securities
Virginia
USD 1.21 M -USD 115 k -2,323 -9%
Raymond James & Associates
11
Raymond James & Associates
Florida
USD 1.14 M +USD 95.2 k +1,918 +9%
UBS Group
12
UBS Group
Switzerland
USD 841 k +USD 542 k +10,926 +195%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
USD 642 k +USD 794 +16 +0.1%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
USD 617 k -USD 710 k -14,298 -54%
CIBC World Market
15
CIBC World Market
Ontario, Canada
USD 551 k +USD 315 k +6,336 +141%
Empirical Wealth Management
16
Empirical Wealth Management
Washington
USD 545 k – – –
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
USD 436 k +USD 14.5 k +292 +4%
Cypress Wealth Services
18
Cypress Wealth Services
California
USD 404 k +USD 107 k +2,147 +37%
Naples Global Advisors
19
Naples Global Advisors
Florida
USD 383 k – – –
One Capital Management
20
One Capital Management
California
USD 353 k +USD 50 +1 +0%
Jane Street
21
Jane Street
New York
USD 309 k -USD 760 k -15,309 -72%
Mariner
22
Mariner
Kansas
USD 254 k – – –
Cetera Advisor Networks
23
Cetera Advisor Networks
California
USD 212 k +USD 208 k +4,185 Nuevas
Advisor Group
24
Advisor Group
Arizona
USD 191 k -USD 9.9 k -199 -5%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
USD 144 k +USD 99 +2 +0.1%
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