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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 11.6 M +USD 3.59 M +76,118 +45%
Chicago Partners Investment Group
2
Chicago Partners Investment Group
Illinois
USD 2.57 M +USD 259 k +5,493 +11%
Camelot Portfolios
3
Camelot Portfolios
Ohio
USD 1.97 M -USD 64.9 k -1,375 -3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
USD 1.69 M +USD 234 k +4,958 +16%
Wells Fargo
5
Wells Fargo
California
USD 1.59 M +USD 13.3 k +282 +0.8%
FWM
6
Frontier Wealth Management
Missouri
USD 1.53 M -USD 59.9 k -1,268 -4%
LPL Financial
7
LPL Financial
California
USD 1.37 M +USD 443 k +9,385 +48%
BB&T Securities
8
BB&T Securities
Virginia
USD 1.17 M +USD 20.1 k +425 +2%
IFP Advisors
9
IFP Advisors
Florida
USD 1.15 M +USD 117 k +2,477 +11%
Jane Street
10
Jane Street
New York
USD 1.03 M +USD 1.03 M +21,789 Nuevas
Raymond James & Associates
11
Raymond James & Associates
Florida
USD 927 k +USD 207 k +4,376 +29%
Bank of America
12
Bank of America
North Carolina
USD 788 k +USD 63.9 k +1,353 +9%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
USD 427 k +USD 1.94 k +41 +0.5%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
USD 390 k +USD 17.7 k +375 +5%
Empirical Wealth Management
15
Empirical Wealth Management
Washington
USD 376 k +USD 104 k +2,200 +38%
Naples Global Advisors
16
Naples Global Advisors
Florida
USD 356 k – – –
One Capital Management
17
One Capital Management
California
USD 333 k -USD 41 k -869 -11%
Cypress Wealth Services
18
Cypress Wealth Services
California
USD 255 k +USD 254 k +5,382 Nuevas
Mariner
19
Mariner
Kansas
USD 237 k – – –
Advisor Group
20
Advisor Group
Arizona
USD 205 k +USD 38.3 k +812 +23%
UBS Group
21
UBS Group
Switzerland
USD 185 k -USD 12.7 k -268 -6%
Fusion Family Wealth
22
Fusion Family Wealth
New York
USD 115 k -USD 60.7 k -1,285 -35%
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
USD 103 k +USD 7.79 k +165 +8%
Ladenburg Thalmann Financial Services
24
Ladenburg Thalmann Financial Services
Florida
USD 96 k – – –
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
USD 79 k +USD 5.24 k +111 +7%
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