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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
NCM
1
Niemann Capital Management
Nevada
USD 24.1 M +USD 21.6 M +546,738 Nuevas
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
USD 16 M +USD 14.2 M +360,953 +27,680%
United Capital Financial Advisors
3
United Capital Financial Advisors
Texas
USD 13.3 M +USD 11.9 M +301,560 Nuevas
Morgan Stanley
4
Morgan Stanley
New York
USD 4.27 M +USD 1.1 M +27,882 +40%
Wells Fargo
5
Wells Fargo
California
USD 3.37 M +USD 2.15 M +54,432 +247%
FWM
6
Frontier Wealth Management
Missouri
USD 2.16 M -USD 272 k -6,903 -12%
Camelot Portfolios
7
Camelot Portfolios
Ohio
USD 1.86 M +USD 177 k +4,489 +12%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
USD 1.48 M -USD 1.11 M -28,106 -46%
SG Americas Securities
9
SG Americas Securities
New York
USD 1.37 M +USD 618 k +15,654 +101%
Ladenburg Thalmann Financial Services
10
Ladenburg Thalmann Financial Services
Florida
USD 1.26 M +USD 1.08 M +27,308 +2,030%
BB&T Securities
11
BB&T Securities
Virginia
USD 996 k – – –
Jane Street
12
Jane Street
New York
USD 909 k +USD 256 k +6,497 +46%
Raymond James & Associates
13
Raymond James & Associates
Florida
USD 905 k +USD 553 k +14,024 +216%
LPL Financial
14
LPL Financial
California
USD 854 k +USD 761 k +19,274 Nuevas
One Capital Management
15
One Capital Management
California
USD 597 k -USD 17.4 k -441 -3%
Bank of America
16
Bank of America
North Carolina
USD 595 k +USD 277 k +7,016 +108%
Comerica Securities
17
Comerica Securities
Michigan
USD 429 k +USD 507 k +12,838 Nuevas
Chicago Partners Investment Group
18
Chicago Partners Investment Group
Illinois
USD 354 k +USD 68.4 k +1,732 +28%
Naples Global Advisors
19
Naples Global Advisors
Florida
USD 350 k – – –
CIBC World Market
20
CIBC World Market
Ontario, Canada
USD 329 k +USD 294 k +7,461 Nuevas
UBS Group
21
UBS Group
Switzerland
USD 255 k -USD 173 k -4,374 -43%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
USD 238 k -USD 669 k -16,957 -76%
Raymond James Financial Services Advisors
23
Raymond James Financial Services Advisors
Florida
USD 238 k +USD 213 k +5,389 Nuevas
Mariner
24
Mariner
Kansas
USD 220 k +USD 197 k +4,987 Nuevas
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
USD 176 k – – –
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