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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
BB&T Securities
1
BB&T Securities
Virginia
USD 3.96 M +USD 1 M +29,221 +34%
FWM
2
Frontier Wealth Management
Missouri
USD 3.32 M -USD 90.2 k -2,630 -3%
Morgan Stanley
3
Morgan Stanley
New York
USD 2.35 M +USD 399 k +11,631 +21%
Wells Fargo
4
Wells Fargo
California
USD 1.64 M +USD 60.1 k +1,753 +4%
Camelot Portfolios
5
Camelot Portfolios
Ohio
USD 1.29 M +USD 112 k +3,259 +10%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
USD 665 k -USD 350 k -10,203 -35%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
USD 462 k -USD 38.7 k -1,129 -8%
UBS Group
8
UBS Group
Switzerland
USD 449 k +USD 30.5 k +888 +7%
Timber Hill
9
Timber Hill
Connecticut
USD 417 k – – –
Comerica Securities
10
Comerica Securities
Michigan
USD 369 k -USD 1.48 k -43 -0.4%
Bank of America
11
Bank of America
North Carolina
USD 358 k +USD 823 +24 +0.2%
Jane Street
12
Jane Street
New York
USD 305 k +USD 302 k +8,794 Nuevas
One Capital Management
13
One Capital Management
California
USD 298 k +USD 294 k +8,583 Nuevas
Naples Global Advisors
14
Naples Global Advisors
Florida
USD 282 k -USD 3.43 k -100 -1%
Chicago Partners Investment Group
15
Chicago Partners Investment Group
Illinois
USD 258 k -USD 3.98 k -116 -2%
Citadel Advisors
16
Citadel Advisors
Florida
USD 214 k -USD 992 k -28,934 -82%
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
USD 139 k – – –
WA
18
WFG Advisors
Texas
USD 65 k +USD 2.78 k +81 +5%
MYCIO Wealth Partners
19
MYCIO Wealth Partners
Pennsylvania
USD 50 k +USD 240 +7 +0.5%
Ladenburg Thalmann Financial Services
20
Ladenburg Thalmann Financial Services
Florida
USD 47 k – – –
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
USD 35 k – – –
D.A. Davidson & Co
22
D.A. Davidson & Co
Montana
USD 13 k – – –
American International Group
23
American International Group
New York
USD 10.3 k – – –
MSI Financial Services
24
MSI Financial Services
Massachusetts
USD 10 k -USD 3.05 k -89 -23%
Citigroup
25
Citigroup
New York
USD 6 k +USD 5.59 k +163 Nuevas
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