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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 27.2 M +USD 7.29 M +140,274 +36%
Chicago Partners Investment Group
2
Chicago Partners Investment Group
Illinois
USD 3.09 M +USD 504 k +9,694 +17%
Bank of America
3
Bank of America
North Carolina
USD 3.07 M +USD 1.22 M +23,557 +65%
Wells Fargo
4
Wells Fargo
California
USD 3.01 M +USD 796 k +15,318 +35%
Camelot Portfolios
5
Camelot Portfolios
Ohio
USD 2.02 M -USD 73.5 k -1,415 -3%
LPL Financial
6
LPL Financial
California
USD 1.88 M +USD 468 k +9,000 +32%
Citadel Advisors
7
Citadel Advisors
Florida
USD 1.75 M +USD 496 k +9,549 +39%
IFP Advisors
8
IFP Advisors
Florida
USD 1.68 M +USD 97.6 k +1,878 +6%
FWM
9
Frontier Wealth Management
Missouri
USD 1.56 M -USD 16 k -308 -1%
BB&T Securities
10
BB&T Securities
Virginia
USD 1.4 M +USD 182 k +3,498 +15%
Raymond James & Associates
11
Raymond James & Associates
Florida
USD 1.32 M +USD 175 k +3,374 +15%
UBS Group
12
UBS Group
Switzerland
USD 1.26 M +USD 427 k +8,222 +50%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
USD 701 k +USD 268 k +5,159 +60%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
USD 617 k -USD 2.24 k -43 -0.4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
USD 606 k -USD 39 k -750 -6%
Empirical Wealth Management
16
Empirical Wealth Management
Washington
USD 547 k – – –
Jane Street
17
Jane Street
New York
USD 463 k +USD 156 k +2,999 +49%
Cetera Advisor Networks
18
Cetera Advisor Networks
California
USD 462 k +USD 255 k +4,904 +117%
Cypress Wealth Services
19
Cypress Wealth Services
California
USD 413 k +USD 7.17 k +138 +2%
Advisor Group
20
Advisor Group
Arizona
USD 384 k +USD 196 k +3,762 +100%
Naples Global Advisors
21
Naples Global Advisors
Florida
USD 383 k -USD 1.3 k -25 -0.3%
One Capital Management
22
One Capital Management
California
USD 339 k -USD 15.6 k -300 -4%
SG Americas Securities
23
SG Americas Securities
New York
USD 314 k +USD 319 k +6,146 Nuevas
Ladenburg Thalmann Financial Services
24
Ladenburg Thalmann Financial Services
Florida
USD 260 k +USD 152 k +2,933 +137%
Mariner
25
Mariner
Kansas
USD 255 k – – –
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