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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 7.77 M +USD 749 k +17,130 +11%
Chicago Partners Investment Group
2
Chicago Partners Investment Group
Illinois
USD 2.25 M +USD 71.8 k +1,641 +3%
Camelot Portfolios
3
Camelot Portfolios
Ohio
USD 1.99 M +USD 63.9 k +1,462 +4%
FWM
4
Frontier Wealth Management
Missouri
USD 1.55 M -USD 86 k -1,966 -6%
Wells Fargo
5
Wells Fargo
California
USD 1.54 M -USD 80.9 k -1,849 -5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
USD 1.42 M -USD 240 k -5,478 -15%
BB&T Securities
7
BB&T Securities
Virginia
USD 1.12 M -USD 17 k -389 -2%
IFP Advisors
8
IFP Advisors
Florida
USD 1 M +USD 185 k +4,225 +24%
LPL Financial
9
LPL Financial
California
USD 901 k +USD 305 k +6,964 +56%
Bank of America
10
Bank of America
North Carolina
USD 707 k +USD 79.6 k +1,819 +14%
Raymond James & Associates
11
Raymond James & Associates
Florida
USD 703 k -USD 243 k -5,565 -27%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
USD 415 k +USD 50.8 k +1,161 +15%
One Capital Management
13
One Capital Management
California
USD 366 k -USD 19.3 k -442 -5%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
USD 363 k +USD 343 k +7,842 Nuevas
Naples Global Advisors
15
Naples Global Advisors
Florida
USD 348 k -USD 13.1 k -300 -4%
Empirical Wealth Management
16
Empirical Wealth Management
Washington
USD 265 k +USD 251 k +5,730 Nuevas
Mariner
17
Mariner
Kansas
USD 231 k – – –
UBS Group
18
UBS Group
Switzerland
USD 193 k -USD 65.7 k -1,503 -26%
Fusion Family Wealth
19
Fusion Family Wealth
New York
USD 172 k – – –
Advisor Group
20
Advisor Group
Arizona
USD 163 k +USD 67 k +1,533 +78%
Ladenburg Thalmann Financial Services
21
Ladenburg Thalmann Financial Services
Florida
USD 94 k +USD 24.1 k +550 +37%
Fifth Third Bancorp
22
Fifth Third Bancorp
Ohio
USD 93 k – – –
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
USD 71 k -USD 6.3 k -144 -9%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
USD 47 k – – –
BOK Financial
25
BOK Financial
Oklahoma
USD 9 k +USD 8.75 k +200 Nuevas
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