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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Baird Financial Group
1
Baird Financial Group
Wisconsin
USD 10 M -USD 136 k -2,427 -1%
Chicago Partners Investment Group
2
Chicago Partners Investment Group
Illinois
USD 8.13 M +USD 540 k +9,655 +8%
Morgan Stanley
3
Morgan Stanley
New York
USD 7.14 M +USD 69.7 k +1,247 +1%
Wells Fargo
4
Wells Fargo
California
USD 6.37 M +USD 1.57 M +28,066 +32%
LPL Financial
5
LPL Financial
California
USD 5.35 M -USD 998 k -17,851 -16%
Marquette Asset Management
6
Marquette Asset Management
Minnesota
USD 4.87 M +USD 4.6 M +82,209 +1,488%
Empirical Wealth Management
7
Empirical Wealth Management
Washington
USD 2.7 M -USD 96.5 k -1,725 -3%
WESCAP Management Group
8
WESCAP Management Group
California
USD 2.24 M -USD 13.2 k -236 -0.6%
Bank of America
9
Bank of America
North Carolina
USD 1.96 M +USD 1.27 M +22,634 +178%
Camelot Portfolios
10
Camelot Portfolios
Ohio
USD 1.4 M -USD 121 k -2,156 -8%
HB Wealth Management
11
HB Wealth Management
Georgia
USD 1.39 M – – –
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
USD 1.07 M +USD 388 k +6,942 +56%
UBS Group
13
UBS Group
Switzerland
USD 1.02 M -USD 30.4 k -544 -3%
Kayne Anderson Rudnick Investment Management
14
Kayne Anderson Rudnick Investment Management
California
USD 999 k +USD 777 k +13,887 +337%
Arkansas Financial Group
15
Arkansas Financial Group
Arkansas
USD 970 k +USD 977 k +17,477 Nuevas
Stifel Financial
16
Stifel Financial
Missouri
USD 920 k +USD 214 k +3,828 +30%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
USD 918 k -USD 217 k -3,882 -19%
Raymond James Financial Services Advisors
18
Raymond James Financial Services Advisors
Florida
USD 879 k -USD 115 k -2,061 -12%
Osaic Holdings
19
Osaic Holdings
Arizona
USD 820 k +USD 49.6 k +887 +6%
Citadel Advisors
20
Citadel Advisors
Florida
USD 717 k -USD 174 k -3,106 -19%
Atria Wealth Solutions
21
Atria Wealth Solutions
New York
USD 701 k +USD 15.7 k +281 +2%
Ausdal Financial Partners
22
Ausdal Financial Partners
Iowa
USD 549 k -USD 31.9 k -570 -5%
Aire Advisors
23
Aire Advisors
California
USD 528 k +USD 251 k +4,487 +89%
Bay Colony Advisors
24
Bay Colony Advisors
Massachusetts
USD 501 k -USD 12.8 k -228 -2%
TD Ameritrade Investment Management
25
TD Ameritrade Investment Management
Nebraska
USD 490 k -USD 5.2 k -93 -1%
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