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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
RiverFront Investment Group
1
RiverFront Investment Group
Virginia
USD 76.2 M +USD 392 k +13,887 +0.5%
Raymond James & Associates
2
Raymond James & Associates
Florida
USD 6.32 M +USD 104 k +3,675 +2%
BB&T Securities
3
BB&T Securities
Virginia
USD 2.2 M +USD 67.1 k +2,376 +3%
Wells Fargo
4
Wells Fargo
California
USD 1.57 M +USD 641 k +22,690 +72%
Placemark Investments
5
Placemark Investments
Illinois
USD 1.18 M +USD 163 k +5,783 +17%
Morgan Stanley
6
Morgan Stanley
New York
USD 926 k +USD 190 k +6,738 +27%
Camelot Portfolios
7
Camelot Portfolios
Ohio
USD 882 k -USD 325 k -11,511 -27%
Cetera Advisors
8
Cetera Advisors
Colorado
USD 557 k -USD 28.4 k -1,004 -5%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
USD 451 k -USD 1.76 M -62,336 -80%
Comerica Bank
10
Comerica Bank
Texas
USD 345 k -USD 3.14 k -111 -0.9%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
USD 325 k +USD 317 k +11,215 Nuevas
Comerica Securities
12
Comerica Securities
Michigan
USD 276 k +USD 269 k +9,527 Nuevas
Raymond James Trust
13
Raymond James Trust
Florida
USD 256 k +USD 11 k +388 +5%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
USD 195 k +USD 15.9 k +564 +9%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
USD 178 k +USD 6.02 k +213 +4%
Bank of America
16
Bank of America
North Carolina
USD 177 k +USD 424 +15 +0.2%
UBS
17
UBS
Switzerland
USD 142 k -USD 11.4 k -405 -8%
MYCIO Wealth Partners
18
MYCIO Wealth Partners
Pennsylvania
USD 44 k +USD 113 +4 +0.3%
Citigroup
19
Citigroup
New York
USD 29 k +USD 28.3 k +1,000 Nuevas
WA
20
WFG Advisors
Texas
USD 20 k +USD 3.02 k +107 +18%
Creative Planning
21
Creative Planning
Kansas
USD 16 k -USD 22.6 k -801 -59%
Ladenburg Thalmann Financial Services
22
Ladenburg Thalmann Financial Services
Florida
USD 15 k -USD 2.06 k -73 -12%
American International Group
23
American International Group
New York
USD 14.7 k +USD 28 +1 +0.2%
D.A. Davidson & Co
24
D.A. Davidson & Co
Montana
USD 11 k – – –
Hudock Inc
25
Hudock Inc
Pennsylvania
USD 3 k +USD 3.28 k +116 Nuevas
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