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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Baird Financial Group
1
Baird Financial Group
Wisconsin
USD 10.5 M +USD 510 k +8,399 +5%
Cardan Capital Partners
2
Cardan Capital Partners
Colorado
USD 8.77 M +USD 5.19 M +85,473 +151%
Wells Fargo
3
Wells Fargo
California
USD 7.99 M +USD 1.32 M +21,717 +20%
Morgan Stanley
4
Morgan Stanley
New York
USD 7.86 M -USD 2.78 M -45,752 -26%
LPL Financial
5
LPL Financial
California
USD 7.73 M +USD 23.7 k +391 +0.3%
Chicago Partners Investment Group
6
Chicago Partners Investment Group
Illinois
USD 5.65 M +USD 365 k +6,023 +7%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
USD 5.17 M +USD 2.56 M +42,118 +101%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
USD 3.94 M -USD 30 k -494 -0.8%
Mercer Global Advisors
9
Mercer Global Advisors
Colorado
USD 3.88 M +USD 6.01 k +99 +0.2%
Empirical Wealth Management
10
Empirical Wealth Management
Washington
USD 2.93 M -USD 72 k -1,187 -2%
Camelot Portfolios
11
Camelot Portfolios
Ohio
USD 2.31 M -USD 232 k -3,824 -9%
UBS Group
12
UBS Group
Switzerland
USD 2.05 M +USD 485 +8 +0%
Financial Advocates Investment Management
13
Financial Advocates Investment Management
Washington
USD 1.63 M -USD 45.8 k -754 -3%
WESCAP Management Group
14
WESCAP Management Group
California
USD 1.63 M +USD 279 k +4,602 +21%
Stifel Financial
15
Stifel Financial
Missouri
USD 1.22 M +USD 157 k +2,586 +15%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
USD 1.15 M -USD 106 k -1,741 -9%
Truist Financial
17
Truist Financial
North Carolina
USD 1.12 M +USD 34.7 k +572 +3%
Raymond James Financial Services Advisors
18
Raymond James Financial Services Advisors
Florida
USD 1.02 M +USD 14.6 k +241 +1%
Marshall Financial Group (Maryland)
19
Marshall Financial Group (Maryland)
Maryland
USD 998 k +USD 26.3 k +434 +3%
Osaic Holdings
20
Osaic Holdings
Arizona
USD 946 k +USD 117 k +1,934 +14%
Tower Research Capital (TRC)
21
Tower Research Capital (TRC)
New York
USD 866 k +USD 850 k +14,011 Nuevas
Global Retirement Partners
22
Global Retirement Partners
California
USD 786 k +USD 772 k +12,718 Nuevas
Bank of America
23
Bank of America
North Carolina
USD 784 k -USD 112 k -1,840 -13%
Next Financial Group
24
Next Financial Group
Texas
USD 754 k +USD 95.2 k +1,569 +15%
Ausdal Financial Partners
25
Ausdal Financial Partners
Iowa
USD 731 k -USD 92.7 k -1,528 -11%
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