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First Trust Dow Jones Select MicroCap Index Fund
FDM

Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$10.3M +$107K +1,787 +1%
Wells Fargo
2
Wells Fargo
California
$7.82M +$68.1K +1,135 +0.9%
Morgan Stanley
3
Morgan Stanley
New York
$7.52M -$101K -1,682 -1%
LPL Financial
4
LPL Financial
California
$6.92M -$572K -9,530 -8%
CPIG
5
Chicago Partners Investment Group
Illinois
$6.54M +$220K +3,663 +4%
CCP
6
Cardan Capital Partners
Colorado
$6.31M -$2.2M -36,587 -26%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.33M -$682K -11,368 -14%
EWM
8
Empirical Wealth Management
Washington
$2.88M +$36.4K +606 +1%
CP
9
Camelot Portfolios
Ohio
$1.91M -$330K -5,496 -15%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.87M -$1.96M -32,638 -51%
UBS Group
11
UBS Group
Switzerland
$1.83M -$159K -2,651 -8%
FAIM
12
Financial Advocates Investment Management
Washington
$1.83M +$249K +4,158 +16%
WMG
13
WESCAP Management Group
California
$1.76M +$178K +2,959 +11%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.06M -$56.8K -946 -5%
Osaic Holdings
15
Osaic Holdings
Arizona
$1.04M +$124K +2,070 +14%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.02M +$23.5K +391 +2%
Stifel Financial
17
Stifel Financial
Missouri
$1M -$181K -3,020 -15%
MFGM
18
Marshall Financial Group (Maryland)
Maryland
$1M +$33.2K +554 +3%
Truist Financial
19
Truist Financial
North Carolina
$941K -$151K -2,517 -14%
Bank of America
20
Bank of America
North Carolina
$794K +$33.7K +561 +4%
Mercer Global Advisors
21
Mercer Global Advisors
Colorado
$774K -$3M -49,915 -79%
AFP
22
Ausdal Financial Partners
Iowa
$706K -$3K -50 -0.4%
GRP
23
Global Retirement Partners
California
$595K -$167K -2,787 -22%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$581K -$123K -2,044 -17%
CA
25
Cetera Advisors
Colorado
$567K +$20.3K +338 +4%
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