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First Trust Dow Jones Select MicroCap Index Fund
FDM

Name Holding Trade Value Shares
Change 		Change in
Stake
HAS
1
Horizon Advisory Services
New York
$20.2M +$14.3K +228 +0.1%
CPIG
2
Chicago Partners Investment Group
Illinois
$11.9M +$255K +4,074 +2%
Baird Financial Group
3
Baird Financial Group
Wisconsin
$11.1M -$89.4K -1,427 -0.8%
AFG
4
Arkansas Financial Group
Arkansas
$9.41M +$1.3M +20,681 +16%
LPL Financial
5
LPL Financial
California
$7.91M -$118K -1,885 -2%
Wells Fargo
6
Wells Fargo
California
$7.17M +$47K +750 +0.7%
Morgan Stanley
7
Morgan Stanley
New York
$7.05M +$155K +2,476 +2%
MAM
8
Marquette Asset Management
Minnesota
$6.94M +$26K +415 +0.4%
SAM
9
Smithbridge Asset Management
Pennsylvania
$3.11M -$99.6K -1,590 -3%
HWM
10
HB Wealth Management
Georgia
$2.88M – – –
EWM
11
Empirical Wealth Management
Washington
$2.05M -$35.3K -564 -2%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.8M +$1.76M +28,063 New
Bank of America
13
Bank of America
North Carolina
$1.59M +$63.8K +1,018 +4%
KCM
14
Kendall Capital Management
Maryland
$1.4M +$9.27K +148 +0.7%
UBS Group
15
UBS Group
Switzerland
$1.34M +$31.8K +508 +2%
WMG
16
WESCAP Management Group
California
$1.33M -$57.1K -911 -4%
NFW
17
Noble Family Wealth
Florida
$1.28M -$132K -2,102 -10%
CP
18
Camelot Portfolios
Ohio
$1.12M -$235K -3,757 -18%
AWS
19
Atria Wealth Solutions
New York
$1.08M +$8.84K +141 +0.8%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.02M -$3.07K -49 -0.3%
AF
21
Allworth Financial
California
$989K -$79.6K -1,270 -8%
Mariner
22
Mariner
Kansas
$729K +$1.25K +20 +0.2%
Stifel Financial
23
Stifel Financial
Missouri
$644K +$47.6K +759 +8%
BCA
24
Bay Colony Advisors
Massachusetts
$643K +$125 +2 +0%
AFP
25
Ausdal Financial Partners
Iowa
$604K -$4.64K -74 -0.8%
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