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First Trust Dow Jones Select MicroCap Index Fund
FDM

Name Holding Trade Value Shares
Change 		Change in
Stake
HAS
1
Horizon Advisory Services
New York
$18.9M +$9.57K +157 +0%
CPIG
2
Chicago Partners Investment Group
Illinois
$12M +$292K +4,798 +3%
Baird Financial Group
3
Baird Financial Group
Wisconsin
$10.4M -$24.3K -398 -0.2%
AFG
4
Arkansas Financial Group
Arkansas
$7.56M +$1.93M +31,755 +34%
LPL Financial
5
LPL Financial
California
$7.51M +$526K +8,634 +7%
Wells Fargo
6
Wells Fargo
California
$6.66M +$456K +7,483 +7%
MAM
7
Marquette Asset Management
Minnesota
$6.46M +$242K +3,978 +4%
Morgan Stanley
8
Morgan Stanley
New York
$6.44M -$156K -2,558 -2%
SAM
9
Smithbridge Asset Management
Pennsylvania
$3.01M -$103K -1,696 -3%
HWM
10
HB Wealth Management
Georgia
$2.7M +$609K +10,000 +29%
EWM
11
Empirical Wealth Management
Washington
$1.95M -$305K -5,005 -13%
Bank of America
12
Bank of America
North Carolina
$1.42M +$102K +1,670 +8%
NFW
13
Noble Family Wealth
Florida
$1.32M -$116K -1,911 -8%
KCM
14
Kendall Capital Management
Maryland
$1.3M – – –
WMG
15
WESCAP Management Group
California
$1.29M -$56.2K -923 -4%
CP
16
Camelot Portfolios
Ohio
$1.28M +$131K +2,157 +11%
UBS Group
17
UBS Group
Switzerland
$1.22M +$1.65K +27 +0.1%
AF
18
Allworth Financial
California
$1.07M +$1.02M +16,702 New
AWS
19
Atria Wealth Solutions
New York
$1.01M +$22.7K +372 +2%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$957K -$99.1K -1,627 -9%
Mariner
21
Mariner
Kansas
$681K +$46.4K +761 +7%
BCA
22
Bay Colony Advisors
Massachusetts
$601K -$975 -16 -0.2%
AFP
23
Ausdal Financial Partners
Iowa
$569K +$670 +11 +0.1%
Stifel Financial
24
Stifel Financial
Missouri
$557K -$214K -3,512 -27%
Mercer Global Advisors
25
Mercer Global Advisors
Colorado
$556K +$362K +5,947 +179%
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