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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Sanctuary Advisors
26
Sanctuary Advisors
Indiana
USD 1.14 M +USD 88.8 k +1,014 +9%
Bank of America
27
Bank of America
North Carolina
USD 1.14 M -USD 74.6 k -851 -7%
TYCC
28
Texas Yale Capital Corp
Florida
USD 1.08 M -USD 105 k -1,200 -9%
UBS Group
29
UBS Group
Switzerland
USD 1.08 M -USD 27.6 k -315 -3%
Allworth Financial
30
Allworth Financial
California
USD 1.06 M +USD 964 +11 +0.1%
CP
31
Camelot Portfolios
Ohio
USD 986 k -USD 18.5 k -211 -2%
Stifel Financial
32
Stifel Financial
Missouri
USD 879 k -USD 8.5 k -97 -1%
EP
33
E6 Portfolios
Utah
USD 864 k +USD 11.1 k +127 +1%
Smith, Moore & Co
34
Smith, Moore & Co
Missouri
USD 825 k – – –
Apollon Wealth Management
35
Apollon Wealth Management
South Carolina
USD 813 k -USD 20.6 k -235 -3%
Fifth Third Securities
36
Fifth Third Securities
Ohio
USD 805 k -USD 95.4 k -1,089 -11%
Cetera Investment Advisers
37
Cetera Investment Advisers
Illinois
USD 778 k -USD 13.4 k -153 -2%
PSF
38
Pacific Sun Financial
California
USD 751 k -USD 2.19 k -25 -0.3%
CAPTRUST Financial Advisors
39
CAPTRUST Financial Advisors
North Carolina
USD 747 k +USD 161 k +1,834 +30%
AE Wealth Management
40
AE Wealth Management
Kansas
USD 746 k +USD 702 k +8,011 Nuevas
Mariner
41
Mariner
Kansas
USD 730 k – – –
Gladstone Institutional Advisory
42
Gladstone Institutional Advisory
Florida
USD 719 k +USD 222 k +2,536 +49%
Ausdal Financial Partners
43
Ausdal Financial Partners
Iowa
USD 718 k +USD 263 +3 +0%
Kestra Advisory Services
44
Kestra Advisory Services
Texas
USD 714 k +USD 72.5 k +827 +12%
Mercer Global Advisors
45
Mercer Global Advisors
Colorado
USD 683 k -USD 39.7 k -453 -6%
SHP Wealth Management
46
SHP Wealth Management
Massachusetts
USD 659 k +USD 80.4 k +918 +15%
Cambridge Investment Research Advisors
47
Cambridge Investment Research Advisors
Iowa
USD 618 k +USD 225 k +2,567 +63%
WWMSC
48
Wagner Wealth Management (South Carolina)
South Carolina
USD 521 k -USD 15.9 k -182 -3%
Mission Wealth Management
49
Mission Wealth Management
California
USD 451 k +USD 425 k +4,849 Nuevas
Gemmer Asset Management
50
Gemmer Asset Management
California
USD 403 k -USD 19.1 k -218 -5%
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