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Nuveen S&P 500 Dynamic Overwrite Fund

44 hedge funds and large institutions have $61.5M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2021 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

13% more capital invested

Capital invested by funds: $54.4M → $61.5M (+$7.1M)

0.72% more ownership

Funds ownership: 18.51%19.22% (+0.72%)

0% more funds holding

Funds holding: 4444 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
44
Holders Change
Holders Change %
0%
% of All Funds
0.68%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
15
Reduced
13
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SPC
26
Sigma Planning Corp
Michigan
$327K
WWM
27
Western Wealth Management
Colorado
$302K +$291K +16,260 New
CAN
28
Cetera Advisor Networks
California
$281K +$20.4K +1,140 +8%
GC
29
Guggenheim Capital
Illinois
$274K -$1.07M -59,568 -80%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$269K -$3.61K -202 -1%
PAG
31
Private Advisor Group
New Jersey
$244K -$3.93K -220 -2%
SPIA
32
Steward Partners Investment Advisory
New York
$240K
IWA
33
IBEX Wealth Advisors
New Jersey
$201K
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$148K
EI
35
Ellevest Inc
New York
$47K
TFP
36
Tilia Fiduciary Partners
North Carolina
$42K +$40.2K +2,250 New
CWS
37
Confluence Wealth Services
Pennsylvania
$42K +$40.8K +2,281 New
NSIM
38
North Star Investment Management
Illinois
$37K
GWM
39
Geneos Wealth Management
Colorado
$20K
Rockefeller Capital Management
40
Rockefeller Capital Management
New York
$20K
Carson Wealth (CWM LLC)
41
Carson Wealth (CWM LLC)
Nebraska
$15K +$14.4K +805 New
FCFS
42
First Command Financial Services
Texas
$5K
HI
43
Harbour Investments
Wisconsin
$5K
FCB
44
First Command Bank
Texas
$4K
OFG
45
OTA Financial Group
New York
-$201K -11,775 Closed
CFA
46
Carroll Financial Associates
North Carolina
-$33K -1,988 Closed
Citigroup
47
Citigroup
New York
-$15K -903 Closed
AWA
48
Arkadios Wealth Advisors
Georgia
-$5K -317 Closed

SPXX Hedge Fund Activity: Q4 2021 in Review

44 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q4 2021, worth a combined $61.5M — up 13% from $54.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SPXX positions and 4 closed out — a net gain of 1 holder — while 15 added to existing stakes and 13 trimmed.

The largest buyer was Invesco, adding an estimated $1.38M. The largest seller was Guggenheim Capital, cutting an estimated $1.07M.

  • 44 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q4 2021, unchanged from Q3 2021.
  • Funds reported $61.5M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q4 2021, up 13% quarter-over-quarter.
  • 5 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q4 2021 and 4 closed out, a net change of +1 holder.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q4 2021 was Invesco, an estimated $1.38M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q4 2021 was Guggenheim Capital, an estimated $1.07M sold.

Based on aggregated 13F filings for Q4 2021.