Rockefeller Capital Management’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

Rockefeller Capital Management’s Portfolio SPXX Stock Details SPXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$748K	Buy	+46,544	New	+$816K	﹤0.01%	1757
2025 Q4	–	Sell	-800	Closed	-$14K	–	4833
2025 Q3	$14K	Buy	+800	New	+$14.4K	﹤0.01%	3517
2023 Q1	–	Sell	-1,100	Closed	-$17K	–	3650
2022 Q4	$17K	Hold	1,100	–	–	﹤0.01%	2870
2022 Q3	$16K	Hold	1,100	–	–	﹤0.01%	2877
2022 Q2	$17K	Hold	1,100	–	–	﹤0.01%	2844
2022 Q1	$19K	Hold	1,100	–	–	﹤0.01%	2751
2021 Q4	$20K	Hold	1,100	–	–	﹤0.01%	2650
2021 Q3	$18K	Hold	1,100	–	–	﹤0.01%	2634
2021 Q2	$19K	Hold	1,100	–	–	﹤0.01%	2510
2021 Q1	$18K	Hold	1,100	–	–	﹤0.01%	2334
2020 Q4	$16K	Hold	1,100	–	–	﹤0.01%	2095
2020 Q3	$14K	Hold	1,100	–	–	﹤0.01%	1914
2020 Q2	$14K	Hold	1,100	–	–	﹤0.01%	1798
2020 Q1	$13K	Buy	+1,100	New	+$16.4K	﹤0.01%	1666

Other funds holding SPXX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Rockefeller Capital Management's SPXX Position: Q1 2026 in Review

Rockefeller Capital Management opened a new position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) in Q1 2026: 46,544 shares worth $748K. The stake represents ﹤0.01% of the portfolio and ranks #1757 among its holdings. This is a return to the name: Rockefeller Capital Management previously reported a position in SPXX as recently as Q3 2025.

Rockefeller Capital Management first reported a position in SPXX in Q1 2020 and has held it in 14 quarters since. 227 funds tracked by Wall St. Rank hold SPXX as of Q1 2026.

Rockefeller Capital Management held 46,544 shares of Nuveen S&P 500 Dynamic Overwrite Fund worth $748K as of Q1 2026.
Nuveen S&P 500 Dynamic Overwrite Fund was a new Rockefeller Capital Management position in Q1 2026.
Nuveen S&P 500 Dynamic Overwrite Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #1757 holding.
Rockefeller Capital Management first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q1 2020 and has held it in 14 quarters since.
227 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.