Rockefeller Capital Management’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

Rockefeller Capital Management’s Portfolio SPXX Stock Details SPXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$885K	Buy	47,458 +914	+2%	+$16.2K	﹤0.01%	1780
2026 Q1	$748K	Buy	+46,544	New	+$816K	﹤0.01%	1757
2025 Q4	–	Sell	-800	Closed	-$14K	–	4833
2025 Q3	$14K	Buy	+800	New	+$14.4K	﹤0.01%	3517
2023 Q1	–	Sell	-1,100	Closed	-$17K	–	3650
2022 Q4	$17K	Hold	1,100	–	–	﹤0.01%	2870
2022 Q3	$16K	Hold	1,100	–	–	﹤0.01%	2877
2022 Q2	$17K	Hold	1,100	–	–	﹤0.01%	2844
2022 Q1	$19K	Hold	1,100	–	–	﹤0.01%	2751
2021 Q4	$20K	Hold	1,100	–	–	﹤0.01%	2650
2021 Q3	$18K	Hold	1,100	–	–	﹤0.01%	2634
2021 Q2	$19K	Hold	1,100	–	–	﹤0.01%	2510
2021 Q1	$18K	Hold	1,100	–	–	﹤0.01%	2334
2020 Q4	$16K	Hold	1,100	–	–	﹤0.01%	2095
2020 Q3	$14K	Hold	1,100	–	–	﹤0.01%	1914
2020 Q2	$14K	Hold	1,100	–	–	﹤0.01%	1798
2020 Q1	$13K	Buy	+1,100	New	+$16.4K	﹤0.01%	1666

Other funds holding SPXX

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $65.2B AUM 39.42% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Rockefeller Capital Management's SPXX Position: Q2 2026 in Review

Rockefeller Capital Management increased its Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) stake by 2% in Q2 2026, buying an estimated $16.2K and bringing the position to 47,458 shares worth $885K. The position accounts for ﹤0.01% of the portfolio, ranked #1780.

Rockefeller Capital Management first reported a position in SPXX in Q1 2020 and has held it in 15 quarters since. 231 funds tracked by Wall St. Rank hold SPXX as of Q2 2026.

Rockefeller Capital Management held 47,458 shares of Nuveen S&P 500 Dynamic Overwrite Fund worth $885K as of Q2 2026.
Rockefeller Capital Management bought 914 Nuveen S&P 500 Dynamic Overwrite Fund shares in Q2 2026, an estimated $16.2K.
Nuveen S&P 500 Dynamic Overwrite Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1780 holding.
Rockefeller Capital Management first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q1 2020 and has held it in 15 quarters since.
231 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.