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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

56 hedge funds and large institutions have $50.7M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 17

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

13% more capital invested

Capital invested by funds: $45.1M → $50.7M (+$5.66M)

0% more funds holding

Funds holding: 56 → 56 (0)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.32% less ownership

Funds ownership: 19.69% → 19.38% (-0.32%)

Holders
56
Holders Change
–
Holders Change %
0%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
20
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$720K
2
LPL Financial
LPL Financial
California
+$646K
3
Wells Fargo
Wells Fargo
California
+$504K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$495K
5
LCM
Landscape Capital Management
New Jersey
+$221K

Top Sellers

Rank Fund Capital Flow
1
WAM
Wolverine Asset Management
Illinois
-$2.36M
2
Morgan Stanley
Morgan Stanley
New York
-$328K
3
HWM
Howard Wealth Management
Connecticut
-$288K
4
OFG
OTA Financial Group
New York
-$283K
5
PAG
Private Advisor Group
New Jersey
-$231K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
26
Bank of America
North Carolina
$423K -$10.9K -770 -3%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$382K -$7.98K -564 -2%
Truist Financial
28
Truist Financial
North Carolina
$350K +$147K +10,367 +82%
SPC
29
Sigma Planning Corp
Michigan
$273K -$8.68K -613 -3%
PAG
30
Private Advisor Group
New Jersey
$213K -$231K -16,318 -54%
Citigroup
31
Citigroup
New York
$210K +$51.7K +3,654 +36%
Ameriprise
32
Ameriprise
Minnesota
$209K +$194K +13,732 New
KAS
33
Kestra Advisory Services
Texas
$180K +$8.07K +570 +5%
Millennium Management
34
Millennium Management
New York
$180K +$167K +11,800 New
SPIA
35
Steward Partners Investment Advisory
New York
$146K – – –
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$97K +$4.25K +300 +5%
EP
37
Eudaimonia Partners
Tennessee
$96K +$16.5K +1,165 +23%
FFG
38
Fortem Financial Group
California
$96K +$89.2K +6,300 New
GWS
39
Glassman Wealth Services
Virginia
$94K – – –
BBPWM
40
Blue Bell Private Wealth Management
Pennsylvania
$90K -$11.8K -837 -13%
D
41
Diversified
Delaware
$59K +$62.5K +4,413 New
IAIM
42
International Assets Investment Management
Florida
$50K +$46.7K +3,300 New
CFA
43
Carroll Financial Associates
North Carolina
$30K – – –
NSIM
44
North Star Investment Management
Illinois
$30K – – –
BFEC
45
Benjamin F. Edwards & Company
Missouri
$28K -$3.78K -267 -13%
PB
46
Pinnacle Bancorp
Nebraska
$27K – – –
SNT
47
Security National Trust
West Virginia
$26K – – –
AWG
48
Altus Wealth Group
Colorado
$20K +$18.8K +1,326 New
Rockefeller Capital Management
49
Rockefeller Capital Management
New York
$16K – – –
Fifth Third Bancorp
50
Fifth Third Bancorp
Ohio
$15K – – –
1
2
3

SPXX Hedge Fund Activity: Q4 2020 in Review

56 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q4 2020, worth a combined $50.7M — up 13% from $45.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SPXX positions and 6 closed out — a net gain of 1 holder — while 20 added to existing stakes and 17 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $720K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $2.36M sold.

  • 56 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q4 2020, unchanged from Q3 2020.
  • Funds reported $50.7M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q4 2020, up 13% quarter-over-quarter.
  • 7 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q4 2020 and 6 closed out, a net change of +1 holder.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q4 2020 was Shaker Financial Services, an estimated $720K added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q4 2020 was Wolverine Asset Management, an estimated $2.36M sold.

Based on aggregated 13F filings for Q4 2020.