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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

138 hedge funds and large institutions have $479M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2023 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 50 increasing their positions, 43 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 14

16% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 43

14% more capital invested

Capital invested by funds: $418M → $479M (+$60.5M)

8% more funds holding

Funds holding: 128 → 138 (+10)

5.88% more ownership

Funds ownership: 78.37% → 84.24% (+5.9%)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

Holders
138
Holders Change
+10
Holders Change %
+7.81%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
24
Increased
50
Reduced
43
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$39.4M
2
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$13.6M
3
Goldman Sachs
Goldman Sachs
New York
+$11M
4
Osaic Holdings
Osaic Holdings
Arizona
+$6.34M
5
Jane Street
Jane Street
New York
+$5.64M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$24.3M
2
KCM
Kathmere Capital Management
Pennsylvania
-$5.29M
3
OIA
OneDigital Investment Advisors
Kansas
-$5.22M
4
AWA
Amplius Wealth Advisors
Pennsylvania
-$4.87M
5
SW
Signify Wealth
Missouri
-$4.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
SA
51
Skyline Advisors
Washington
$1.72M +$1.7M +34,478 New
CWP
52
Cyndeo Wealth Partners
Florida
$1.67M +$1.65M +33,417 New
DAS
53
Dynamic Advisor Solutions
Arizona
$1.52M -$687K -13,917 -31%
GSIAS
54
Garden State Investment Advisory Services
New Jersey
$1.52M +$13.7K +277 +0.9%
HighTower Advisors
55
HighTower Advisors
Illinois
$1.43M -$2.1M -42,615 -60%
Susquehanna International Group
56
Susquehanna International Group
Pennsylvania
$1.26M -$616K -12,468 -33%
SRC
57
Sage Rhino Capital
California
$1.23M -$52.1K -1,056 -4%
MW
58
MBL Wealth
North Carolina
$1.06M -$7.41K -150 -0.7%
TCWM
59
Total Clarity Wealth Management
Illinois
$935K +$574K +11,621 +164%
Northwestern Mutual Wealth Management
60
Northwestern Mutual Wealth Management
Wisconsin
$924K +$13.3K +270 +1%
AC
61
Avestar Capital
New York
$903K +$123K +2,481 +16%
VWA
62
Visionary Wealth Advisors
Illinois
$895K +$232K +4,700 +36%
IA
63
IAM Advisory
Pennsylvania
$891K -$1.63K -33 -0.2%
Commonwealth Equity Services
64
Commonwealth Equity Services
Massachusetts
$888K -$1.72M -34,792 -66%
Rockefeller Capital Management
65
Rockefeller Capital Management
New York
$781K – – –
EH
66
Equitable Holdings
New York
$754K -$38.3K -775 -5%
NA
67
NewEdge Advisors
Louisiana
$749K +$360K +7,299 +95%
TSWM
68
Tyler-Stone Wealth Management
Ohio
$745K -$51.6K -1,045 -7%
SAG
69
SageView Advisory Group
California
$678K -$719K -14,556 Closed
VCM
70
Virtue Capital Management
Tennessee
$669K – – –
BFC
71
Bedel Financial Consulting
Indiana
$660K – – –
KA
72
Kooman & Associates
Pennsylvania
$659K -$141K -2,848 -18%
Thrivent Financial for Lutherans
73
Thrivent Financial for Lutherans
Minnesota
$657K +$309K +6,262 +91%
YIA
74
YHB Investment Advisors
Connecticut
$643K -$39K -790 -6%
AAS
75
Avantax Advisory Services
Texas
$629K +$109K +2,210 +21%
1 2
3
4 5

SMMU Hedge Fund Activity: Q4 2023 in Review

138 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q4 2023, worth a combined $479M — up 14% from $418M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new SMMU positions and 14 closed out — a net gain of 10 holders — while 50 added to existing stakes and 43 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $39.4M. The largest seller was Bank of America, cutting an estimated $24.3M.

  • 138 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q4 2023, up from 128 in Q3 2023.
  • Funds reported $479M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q4 2023, up 14% quarter-over-quarter.
  • 24 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q4 2023 and 14 closed out, a net change of +10 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q4 2023 was Morgan Stanley, an estimated $39.4M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q4 2023 was Bank of America, an estimated $24.3M sold.

Based on aggregated 13F filings for Q4 2023.