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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

51 hedge funds and large institutions have $122M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

14.93% more ownership

Funds ownership: 90.73% → 105.67% (+15%)

14% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 14

12% more capital invested

Capital invested by funds: $109M → $122M (+$13M)

9% more funds holding

Funds holding: 47 → 51 (+4)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
51
Holders Change
+4
Holders Change %
+8.51%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
13
Increased
16
Reduced
14
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OIA
OneDigital Investment Advisors
Kansas
+$4.86M
2
Jane Street
Jane Street
New York
+$4.75M
3
MHS
M Holdings Securities
Oregon
+$4.72M
4
Morgan Stanley
Morgan Stanley
New York
+$2.17M
5
VFA
Voya Financial Advisors
Connecticut
+$1.35M

Top Sellers

Rank Fund Capital Flow
1
SCA
Stokes Capital Advisors
South Carolina
-$2.69M
2
Wells Fargo
Wells Fargo
California
-$1.66M
3
Bank of America
Bank of America
North Carolina
-$1.05M
4
TJHA
Thomas J. Herzfeld Advisors
Florida
-$950K
5
FNC
First National Corp
Massachusetts
-$657K
Name Holding Trade Value Shares
Change 		Change in
Stake
RCAG
26
Rehmann Capital Advisory Group
Michigan
$477K +$477K +9,432 New
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$462K +$22.2K +440 +5%
HighTower Advisors
28
HighTower Advisors
Illinois
$440K +$95.2K +1,882 +28%
IAIM
29
International Assets Investment Management
Florida
$403K +$403K +7,970 New
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$345K – – –
TCM
31
TD Capital Management
Tennessee
$317K -$5.11K -101 -2%
SWP
32
Stratos Wealth Partners
Ohio
$314K +$62.7K +1,240 +25%
LS
33
Leelyn Smith
Illinois
$310K +$86.2K +1,705 +39%
RJA
34
Raymond James & Associates
Florida
$305K -$4.55K -90 -1%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$270K -$27.6K -545 -9%
BWM
36
BerganKDV Wealth Management
Minnesota
$253K -$17K -336 -6%
GWM
37
Gray Wealth Management
Maine
$251K +$251K +4,961 New
APA
38
American Portfolios Advisors
New York
$223K -$278K -5,501 -56%
LCM
39
Leisure Capital Management
California
$208K -$322K -6,368 -61%
WA
40
Wambolt & Associates
Colorado
$201K – – –
NFG
41
Next Financial Group
Texas
$174K +$3.74K +74 +2%
CCM
42
Covington Capital Management
California
$81K -$25K -495 -24%
VCP
43
Verus Capital Partners
Arizona
$55K +$42.4K +839 +326%
HIA
44
Harbor Investment Advisory
Maryland
$51K – – –
SFS
45
Sowell Financial Services
Arkansas
$50K – – –
Citigroup
46
Citigroup
New York
$30K – – –
BFEC
47
Benjamin F. Edwards & Company
Missouri
$29K +$29K +574 New
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$23K – – –
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
$15K +$14.7K +291 New
OPS
50
Orion Portfolio Solutions
Nebraska
$12K +$11.8K +233 New
1
2
3

SMMU Hedge Fund Activity: Q1 2020 in Review

51 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q1 2020, worth a combined $122M — up 12% from $109M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SMMU positions and 7 closed out — a net gain of 6 holders — while 16 added to existing stakes and 14 trimmed.

The largest buyer was OneDigital Investment Advisors, adding an estimated $4.86M. The largest seller was Stokes Capital Advisors, cutting an estimated $2.69M.

  • 51 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q1 2020, up from 47 in Q4 2019.
  • Funds reported $122M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q1 2020, up 12% quarter-over-quarter.
  • 13 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q1 2020 and 7 closed out, a net change of +6 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q1 2020 was OneDigital Investment Advisors, an estimated $4.86M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q1 2020 was Stokes Capital Advisors, an estimated $2.69M sold.

Based on aggregated 13F filings for Q1 2020.