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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

139 hedge funds and large institutions have $476M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 60 increasing their positions, 28 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 28

17% more funds holding in top 10

Funds holding in top 10: 67 (+1)

1% more funds holding

Funds holding: 137139 (+2)

8% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 24

0% more capital invested

Capital invested by funds: $475M → $476M (+$1.45M)

Holders
139
Holders Change
+2
Holders Change %
+1.46%
% of All Funds
3.1%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.16%
New
26
Increased
60
Reduced
28
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GG
76
Gofen & Glossberg
Illinois
$429K
MIG
77
McGuire Investment Group
Rhode Island
$426K
WAOTB
78
Wealth Advisors of Tampa Bay
Florida
$404K
SPC
79
Sigma Planning Corp
Michigan
$373K -$63.6K -951 -13%
LA
80
LexAurum Advisors
Kansas
$373K +$77.6K +1,160 +23%
AIM
81
Arcadia Investment Management
Michigan
$345K +$66.9K +1,000 +21%
AWM
82
AE Wealth Management
Kansas
$345K +$145K +2,170 +60%
SS
83
Simplicity Solutions
Minnesota
$345K +$157K +2,355 +69%
KWM
84
Kingsview Wealth Management
Oregon
$341K -$36.4K -545 -9%
WPSG
85
Wealth & Pension Services Group
Georgia
$341K +$64.7K +967 +20%
HFA
86
High Falls Advisors
New York
$336K
PFPT
87
Pinnacle Financial Partners (Tennessee)
Tennessee
$328K +$366K +5,479 New
SFS
88
Sowell Financial Services
Arkansas
$322K +$360K +5,377 New
SC
89
Scotia Capital
Ontario, Canada
$321K -$57K -853 -14%
WF
90
Welch & Forbes
Massachusetts
$312K
BRWA
91
B. Riley Wealth Advisors
Florida
$311K +$101K +1,508 +41%
CCM
92
Carlson Capital Management
Minnesota
$300K +$8.76K +131 +3%
CAN
93
Cetera Advisor Networks
California
$289K +$54.6K +816 +20%
EWA
94
Exencial Wealth Advisors
Oklahoma
$287K
BFA
95
Beaumont Financial Advisors
Massachusetts
$273K +$304K +4,545 New
SWP
96
Stratos Wealth Partners
Ohio
$262K +$17.5K +262 +6%
FAAS
97
First Allied Advisory Services
California
$256K +$13.4K +200 +5%
NFG
98
Next Financial Group
Texas
$249K +$252K +3,767 +966%
MAFM
99
Mid Atlantic Financial Management
Pennsylvania
$248K +$276K +4,129 New
MC
100
Mathes Company
New York
$243K -$1.08M -16,200 -80%

SLY Hedge Fund Activity: Q4 2018 in Review

139 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2018, worth a combined $476M — up 0.3% from $475M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new SLY positions and 24 closed out — a net gain of 2 holders — while 60 added to existing stakes and 28 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $18.9M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $10.9M sold.

  • 139 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2018, up from 137 in Q3 2018.
  • Funds reported $476M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2018, up 0.3% quarter-over-quarter.
  • 26 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2018 and 24 closed out, a net change of +2 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2018 was Envestnet Asset Management, an estimated $18.9M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2018 was Raymond James Financial Services Advisors, an estimated $10.9M sold.

Based on aggregated 13F filings for Q4 2018.