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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

154 hedge funds and large institutions have $573M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2019 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 46 increasing their positions, 56 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

0% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 15

1% less funds holding

Funds holding: 155154 (-1)

5% less capital invested

Capital invested by funds: $605M → $573M (-$31.9M)

18% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 56

Holders
154
Holders Change
-1
Holders Change %
-0.65%
% of All Funds
3.38%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.15%
New
15
Increased
46
Reduced
56
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CA
51
Cetera Advisors
Colorado
$1.58M +$106K +1,581 +7%
BAM
52
Berkshire Asset Management
Pennsylvania
$1.53M -$229K -3,426 -13%
DADC
53
D.A. Davidson & Co
Montana
$1.44M +$282K +4,212 +24%
TA
54
TFG Advisers
Michigan
$1.44M +$51.1K +764 +4%
AWM
55
AE Wealth Management
Kansas
$1.42M -$356K -5,326 -20%
PP
56
Pegasus Partners
Wisconsin
$1.39M
LPT
57
Legacy Private Trust
Wisconsin
$1.2M +$4.35K +65 +0.4%
JP Morgan Chase
58
JP Morgan Chase
New York
$1.18M -$37.8K -565 -3%
CFB
59
Cullen/Frost Bankers
Texas
$1.12M
HIM
60
Hanlon Investment Management
New Jersey
$1.11M -$187K -2,795 -14%
TFS
61
TrustCore Financial Services
Tennessee
$1.04M -$50.3K -752 -5%
SS
62
Simplicity Solutions
Minnesota
$1M -$298K -4,458 -23%
MC
63
Moors & Cabot
Massachusetts
$988K +$21.1K +315 +2%
MFG
64
Merit Financial Group
Georgia
$897K -$512K -7,648 -36%
LNC
65
Lincoln National Corp
Pennsylvania
$840K -$45.7K -683 -5%
DC
66
Davenport & Co
Virginia
$839K
WPP
67
Whalerock Point Partners
Rhode Island
$831K
Thrivent Financial for Lutherans
68
Thrivent Financial for Lutherans
Minnesota
$770K
NWS
69
Newport Wealth Strategies
California
$680K
IWMA
70
Ironwood Wealth Management (Arizona)
Arizona
$677K +$396K +5,918 +143%
Janney Montgomery Scott
71
Janney Montgomery Scott
Pennsylvania
$644K -$64.3K -961 -9%
AA
72
Advisory Alpha
Michigan
$605K -$19.7K -295 -3%
SIC
73
Shoker Investment Counsel
Ohio
$575K +$1.07K +16 +0.2%
Cetera Investment Advisers
74
Cetera Investment Advisers
Illinois
$557K -$104K -1,553 -16%
NFG
75
Next Financial Group
Texas
$526K +$176K +2,637 +51%

SLY Hedge Fund Activity: Q3 2019 in Review

154 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2019, worth a combined $573M — down 5.3% from $605M a quarter earlier.

Fund positioning in SLY was balanced in Q3 2019: 15 funds opened new positions, 15 closed out, 46 added to existing stakes and 56 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $9.37M. The largest seller was OneDigital Investment Advisors, cutting an estimated $14.1M.

  • 154 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2019, down from 155 in Q2 2019.
  • Funds reported $573M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2019, down 5.3% quarter-over-quarter.
  • 15 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2019 and 15 closed out, a net change of 0 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2019 was Ladenburg Thalmann Financial Services, an estimated $9.37M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2019 was OneDigital Investment Advisors, an estimated $14.1M sold.

Based on aggregated 13F filings for Q3 2019.