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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

139 hedge funds and large institutions have $476M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 60 increasing their positions, 28 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 28

17% more funds holding in top 10

Funds holding in top 10: 67 (+1)

1% more funds holding

Funds holding: 137139 (+2)

8% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 24

0% more capital invested

Capital invested by funds: $475M → $476M (+$1.45M)

Holders
139
Holders Change
+2
Holders Change %
+1.46%
% of All Funds
3.1%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.16%
New
26
Increased
60
Reduced
28
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MA
51
Mutual Advisors
Nebraska
$1.36M +$965K +14,436 +177%
CA
52
Cetera Advisors
Colorado
$1.34M +$440K +6,582 +42%
PP
53
Pegasus Partners
Wisconsin
$1.23M +$1.37M +20,493 New
TFA
54
Transamerica Financial Advisors
Florida
$1.17M +$227K +3,400 +21%
TA
55
TFG Advisers
Michigan
$1.16M +$1.29M +19,296 New
LTFS
56
Ladenburg Thalmann Financial Services
Florida
$1.15M +$567K +8,478 +79%
JP Morgan Chase
57
JP Morgan Chase
New York
$1.03M +$1.15M +17,252 New
HCM
58
Hollencrest Capital Management
California
$922K +$719K +10,748 +233%
IA
59
IFP Advisors
Florida
$891K +$714K +10,682 +251%
MC
60
Moors & Cabot
Massachusetts
$859K -$9.7K -145 -1%
TFS
61
TrustCore Financial Services
Tennessee
$855K -$103K -1,542 -10%
AA
62
Advisory Alpha
Michigan
$827K +$826K +12,345 New
LPT
63
Legacy Private Trust
Wisconsin
$762K +$386K +5,775 +83%
SIC
64
Shoker Investment Counsel
Ohio
$615K +$476K +7,111 +225%
CS
65
Comerica Securities
Michigan
$599K
NWS
66
Newport Wealth Strategies
California
$592K -$29.4K -440 -4%
CAPTRUST Financial Advisors
67
CAPTRUST Financial Advisors
North Carolina
$494K +$551K +8,240 New
CFGS
68
Concourse Financial Group Securities
Alabama
$491K +$515K +7,705 +1,589%
ME
69
McIlrath & Eck
Washington
$477K -$144K -2,148 -21%
DADC
70
D.A. Davidson & Co
Montana
$475K -$582K -8,704 -52%
Janney Montgomery Scott
71
Janney Montgomery Scott
Pennsylvania
$461K -$407K -6,093 -44%
Citigroup
72
Citigroup
New York
$459K -$97K -1,450 -16%
BTS
73
BB&T Securities
Virginia
$450K +$151K +2,258 +43%
DC
74
Davenport & Co
Virginia
$446K -$10.8K -161 -2%
Northern Trust
75
Northern Trust
Illinois
$431K +$73K +1,091 +18%

SLY Hedge Fund Activity: Q4 2018 in Review

139 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2018, worth a combined $476M — up 0.3% from $475M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new SLY positions and 24 closed out — a net gain of 2 holders — while 60 added to existing stakes and 28 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $18.9M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $10.9M sold.

  • 139 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2018, up from 137 in Q3 2018.
  • Funds reported $476M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2018, up 0.3% quarter-over-quarter.
  • 26 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2018 and 24 closed out, a net change of +2 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2018 was Envestnet Asset Management, an estimated $18.9M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2018 was Raymond James Financial Services Advisors, an estimated $10.9M sold.

Based on aggregated 13F filings for Q4 2018.