We are live on ! Find out more
SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

139 hedge funds and large institutions have $476M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 60 increasing their positions, 28 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 28

17% more funds holding in top 10

Funds holding in top 10: 67 (+1)

1% more funds holding

Funds holding: 137139 (+2)

8% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 24

0% more capital invested

Capital invested by funds: $475M → $476M (+$1.45M)

Holders
139
Holders Change
+2
Holders Change %
+1.46%
% of All Funds
3.1%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.16%
New
26
Increased
60
Reduced
28
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AG
26
Advisor Group
Arizona
$5.5M +$1.11M +16,612 +22%
MFG
27
Magnus Financial Group
New York
$5.1M +$5.69M +85,056 New
AMG
28
Asset Management Group
Connecticut
$4.33M -$16.6K -248 -0.3%
RJA
29
Raymond James & Associates
Florida
$4.18M -$2.08M -31,076 -31%
1832 Asset Management
30
1832 Asset Management
Ontario, Canada
$4.09M -$2.76M -41,300 -38%
WIC
31
Whitegate Investment Counselors
New Hampshire
$4.04M +$480K +7,174 +12%
OIA
32
OneDigital Investment Advisors
Kansas
$3.98M +$4.44M +66,392 New
CIC
33
Carnegie Investment Counsel
Ohio
$3.98M -$3.87M -57,921 -47%
Bank of New York Mellon
34
Bank of New York Mellon
New York
$3.94M +$1.45M +21,625 +49%
JMPWA
35
JP Morgan Private Wealth Advisors
California
$3.75M -$526K -7,861 -11%
SIA
36
Starfire Investment Advisers
Michigan
$3.66M -$4.11M -61,513 -50%
Jane Street
37
Jane Street
New York
$3.33M +$1.05M +15,770 +40%
SG Americas Securities
38
SG Americas Securities
New York
$3.04M +$3.39M +50,715 New
SHGA
39
Sand Hill Global Advisors
California
$2.73M +$3.05M +45,535 New
IA
40
IFG Advisory
Georgia
$2.42M -$108K -1,620 -5%
PAG
41
Private Advisor Group
New Jersey
$2.28M -$240K -3,587 -9%
FCI
42
Financial Counselors Inc
Kansas
$2.18M +$6.69K +100 +0.3%
AIP
43
ARS Investment Partners
New York
$2.06M +$122K +1,830 +6%
Stifel Financial
44
Stifel Financial
Missouri
$1.99M +$610K +9,120 +38%
PC
45
Premise Capital
Illinois
$1.71M +$1.91M +28,521 New
LDFR
46
Lehman & Derafelo Financial Resources
Pennsylvania
$1.7M +$1.9M +28,417 New
MFG
47
Merit Financial Group
Georgia
$1.57M -$303K -4,533 -16%
GBT
48
Grove Bank & Trust
Florida
$1.49M +$1.66M +24,805 New
AIC
49
Ameritas Investment Company
Nebraska
$1.42M +$1.59M +23,704 New
LNC
50
Lincoln National Corp
Pennsylvania
$1.39M +$421K +6,302 +37%

SLY Hedge Fund Activity: Q4 2018 in Review

139 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2018, worth a combined $476M — up 0.3% from $475M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new SLY positions and 24 closed out — a net gain of 2 holders — while 60 added to existing stakes and 28 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $18.9M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $10.9M sold.

  • 139 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2018, up from 137 in Q3 2018.
  • Funds reported $476M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2018, up 0.3% quarter-over-quarter.
  • 26 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2018 and 24 closed out, a net change of +2 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2018 was Envestnet Asset Management, an estimated $18.9M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2018 was Raymond James Financial Services Advisors, an estimated $10.9M sold.

Based on aggregated 13F filings for Q4 2018.