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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

44 hedge funds and large institutions have $126M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

82% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 11

15% more capital invested

Capital invested by funds: $110M → $126M (+$16M)

13% more funds holding

Funds holding: 3944 (+5)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
44
Holders Change
+5
Holders Change %
+12.82%
% of All Funds
1.27%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
8
Increased
20
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$386K -$3.4M -66,944 -90%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$376K +$11K +216 +3%
AP
28
Advisors Preferred
Maryland
$342K +$334K +6,576 New
NES
29
New England Securities
New York
$311K +$35.5K +698 +13%
CCM
30
Carlson Capital Management
Minnesota
$290K
Citigroup
31
Citigroup
New York
$287K -$12.5K -246 -4%
BIT
32
BlackRock Institutional Trust
California
$249K +$244K +4,790 New
EWA
33
Exencial Wealth Advisors
Oklahoma
$242K
BRWA
34
B. Riley Wealth Advisors
Florida
$236K +$49.3K +970 +27%
NFC
35
Northeast Financial Consultants
Connecticut
$228K +$224K +4,400 New
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$130K +$39.4K +774 +45%
Creative Planning
37
Creative Planning
Kansas
$117K -$11.3K -222 -9%
MFS
38
MSI Financial Services
Massachusetts
$113K +$20.7K +408 +23%
AF
39
Arrow Financial
New York
$93K -$341K -6,700 -79%
AIG
40
American International Group
New York
$67.8K +$24.6K +484 +59%
WT
41
Whittier Trust
California
$58K
WTC
42
WhitTier Trust Company
Nevada
$47K
CAL
43
Capital Advisors Ltd
Ohio
$21K
W
44
Wealthfront
California
$1K +$509 +10 New
GA
45
Gateway Advisory
New Jersey
-$6.25M -121,810 Closed
ICAS
46
Investors Capital Advisory Services
Massachusetts
-$399K -7,780 Closed
AssetMark Inc
47
AssetMark Inc
California
-$1K -14 Closed

SLY Hedge Fund Activity: Q1 2014 in Review

44 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2014, worth a combined $126M — up 15% from $110M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SLY positions and 3 closed out — a net gain of 5 holders — while 20 added to existing stakes and 11 trimmed.

The largest buyer was State Street, adding an estimated $4.96M. The largest seller was Gateway Advisory, exiting entirely with an estimated $6.25M sold.

  • 44 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2014, up from 39 in Q4 2013.
  • Funds reported $126M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2014, up 15% quarter-over-quarter.
  • 8 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2014 and 3 closed out, a net change of +5 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2014 was State Street, an estimated $4.96M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2014 was Gateway Advisory, an estimated $6.25M sold.

Based on aggregated 13F filings for Q1 2014.