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Stellus Capital Investment Corp
SCM

Overview Fund Activity

40 hedge funds and large institutions have $37M invested in Stellus Capital Investment Corp in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
+2
Holders Change %
+5.26%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
11
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
1
Muzinich & Co
New York
$2.95M
2
FCH
2
Freestone Capital Holdings
Washington
$3.41M
3
AM
3
Ares Management
California
$4.91M
4
CIM
4
Confluence Investment Management
Missouri
$5.24M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$785K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$7.89M
2
YMRC
2
Yorktown Management & Research Company
Virginia
$0
3
BCM
3
Buckhead Capital Management
Georgia
$2.24M
4
NFA
4
Nuveen Fund Advisors
Illinois
$568K
5
Barclays
5
Barclays
United Kingdom
$1K
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$87K – – –
Acadian Asset Management
27
Acadian Asset Management
Massachusetts
$63K +$63K +5,254 New
Citigroup
28
Citigroup
New York
$59K -$19.5K -1,617 -25%
Russell Investments Group
29
Russell Investments Group
United Kingdom
$26K +$26K +2,150 New
Creative Planning
30
Creative Planning
Kansas
$9K -$27K -2,250 -75%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$8K – – –
US Bancorp
32
US Bancorp
Minnesota
$8K +$8K +700 New
Manulife (Manufacturers Life Insurance)
33
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$6K -$1.17K -104 -16%
WA
34
WFG Advisors
Texas
$6K +$6K +500 New
TRCT
35
Tower Research Capital (TRC)
New York
$5K -$24.4K -2,001 -83%
Wells Fargo
36
Wells Fargo
California
$5K +$2.24K +198 +81%
HR
37
Howe & Rusling
New York
$3K – – –
PCM
38
Penserra Capital Management
California
$2K +$220 +22 +12%
Barclays
39
Barclays
United Kingdom
$1K -$137K -6,870 -99%
AIM
40
Advantage Investment Management
Iowa
$1K +$1K +76 New
YMRC
41
Yorktown Management & Research Company
Virginia
– -$436K -40,000 Closed
VKH
42
Virtu KCG Holdings
New York
– -$123K -11,290 Closed
GCP
43
GSA Capital Partners
United Kingdom
– -$109K -10,000 Closed
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
– -$24K -2,234 Closed
AIM
45
Acrospire Investment Management
Illinois
– -$18K -1,647 Closed
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