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Stellus Capital Investment Corp

30 hedge funds and large institutions have $54.2M invested in Stellus Capital Investment Corp in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 11

1.5% less ownership

Funds ownership: 33.05%31.54% (-1.5%)

8% less capital invested

Capital invested by funds: $58.8M → $54.2M (-$4.58M)

23% less funds holding

Funds holding: 3930 (-9)

69% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 13

Holders
30
Holders Change
-9
Holders Change %
-23.08%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
11
Reduced
11
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
D.E. Shaw & Co
1
D.E. Shaw & Co
New York
$26M -$11.4K -800 -0%
AAM
2
Advisors Asset Management
Colorado
$5.94M +$3.52M +246,581 +136%
U
3
UBS
Switzerland
$4.57M -$324K -22,671 -6%
YMRC
4
Yorktown Management & Research Company
Virginia
$4.37M +$571K +40,000 +15%
CIM
5
Confluence Investment Management
Missouri
$3.98M +$76.3K +5,341 +2%
BCM
6
Buckhead Capital Management
Georgia
$2.68M +$38.2K +2,676 +1%
VFS
7
VSR Financial Services
Kansas
$945K +$35.7K +2,500 +4%
BG
8
BlackRock Group
United Kingdom
$856K -$116K -8,109 -12%
RJA
9
Raymond James & Associates
Florida
$830K +$6.07K +425 +0.7%
Morgan Stanley
10
Morgan Stanley
New York
$663K -$264K -18,451 -28%
Goldman Sachs
11
Goldman Sachs
New York
$499K +$198K +13,849 +63%
Two Sigma Investments
12
Two Sigma Investments
New York
$481K -$36.9K -2,586 -7%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$433K +$25.7K +1,800 +6%
OC
14
Oppenheimer & Co
New York
$386K +$48.1K +3,365 +14%
Millennium Management
15
Millennium Management
New York
$376K +$188K +13,162 +95%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$320K
FAM
17
Formidable Asset Management
Ohio
$283K -$15.7K -1,100 -5%
Stifel Financial
18
Stifel Financial
Missouri
$178K -$14.3K -1,000 -7%
MSE
19
MUFG Securities EMEA
United Kingdom
$97K -$3.48K -244 -3%
Invesco
20
Invesco
Georgia
$85K +$87.9K +6,155 New
TRCT
21
Tower Research Capital (TRC)
New York
$51K -$18.1K -1,269 -26%
GT
22
Glenmede Trust
Pennsylvania
$41K
1IC
23
1919 Investment Counsel
Maryland
$24K
Barclays
24
Barclays
United Kingdom
$22K -$57.3K -4,009 -71%
PSI
25
Pinnacle Summer Investments
Virginia
$19K +$300 +21 +2%

SCM Hedge Fund Activity: Q3 2014 in Review

30 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q3 2014, worth a combined $54.2M — down 7.8% from $58.8M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of SCM and 4 opened new positions — a net loss of 9 holders — while 11 trimmed existing stakes and 11 added.

The largest buyer was Advisors Asset Management, adding an estimated $3.52M. The largest seller was Northern Trust, exiting entirely with an estimated $1.41M sold.

  • 30 institutional investors held Stellus Capital Investment Corp (SCM) as of Q3 2014, down from 39 in Q2 2014.
  • Funds reported $54.2M of Stellus Capital Investment Corp stock for Q3 2014, down 7.8% quarter-over-quarter.
  • 4 funds opened new Stellus Capital Investment Corp positions in Q3 2014 and 13 closed out, a net change of -9 holders.
  • The largest Stellus Capital Investment Corp buyer in Q3 2014 was Advisors Asset Management, an estimated $3.52M added.
  • The largest Stellus Capital Investment Corp seller in Q3 2014 was Northern Trust, an estimated $1.41M sold.

Based on aggregated 13F filings for Q3 2014.