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Stellus Capital Investment Corp

40 hedge funds and large institutions have $46.2M invested in Stellus Capital Investment Corp in 2017 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more capital invested

Capital invested by funds: $37M → $46.2M (+$9.16M)

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

0.84% more ownership

Funds ownership: 24.58%25.42% (+0.84%)

0% more funds holding

Funds holding: 4040 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

Holders
40
Holders Change
Holders Change %
0%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
12
Reduced
11
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$8.93M -$555K -40,524 -6%
MC
2
Muzinich & Co
New York
$8.32M +$4.47M +326,773 +133%
CIM
3
Confluence Investment Management
Missouri
$6.21M -$107K -7,795 -2%
UBS Group
4
UBS Group
Switzerland
$4.63M +$747K +54,552 +21%
FCH
5
Freestone Capital Holdings
Washington
$3.73M -$359K -26,245 -9%
AM
6
Ares Management
California
$2.79M -$2.95M -215,431 -53%
BlackRock
7
BlackRock
New York
$1.49M +$1.4M +102,431 New
Morgan Stanley
8
Morgan Stanley
New York
$1.4M +$39.6K +2,896 +3%
Wells Fargo
9
Wells Fargo
California
$1.03M +$962K +70,317 +15,873%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$949K +$1.99K +145 +0.2%
NFA
11
Nuveen Fund Advisors
Illinois
$808K +$135K +9,856 +21%
Two Sigma Investments
12
Two Sigma Investments
New York
$643K -$296K -21,597 -33%
Millennium Management
13
Millennium Management
New York
$601K +$380K +27,730 +204%
RJA
14
Raymond James & Associates
Florida
$508K -$51.8K -3,783 -10%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$482K -$6.36K -465 -1%
OC
16
Oppenheimer & Co
New York
$431K -$152K -11,100 -27%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$364K
Goldman Sachs
18
Goldman Sachs
New York
$339K +$179K +13,061 +128%
California Public Employees Retirement System
19
California Public Employees Retirement System
California
$320K
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$288K +$271K +19,804 New
MWNA
21
Marshall Wace North America
New York
$263K +$240K +17,556 New
BW
22
Bison Wealth
Georgia
$240K
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$231K +$13.5K +988 +7%
WPW
24
Waldron Private Wealth
Pennsylvania
$218K +$205K +15,000 New
SMH
25
Sanders Morris Harris
Texas
$197K +$185K +13,537 New

SCM Hedge Fund Activity: Q1 2017 in Review

40 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q1 2017, worth a combined $46.2M — up 25% from $37M a quarter earlier.

Fund positioning in SCM was balanced in Q1 2017: 8 funds opened new positions, 8 closed out, 12 added to existing stakes and 11 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $4.47M. The largest seller was Ares Management, cutting an estimated $2.95M.

  • 40 institutional investors held Stellus Capital Investment Corp (SCM) as of Q1 2017, unchanged from Q4 2016.
  • Funds reported $46.2M of Stellus Capital Investment Corp stock for Q1 2017, up 25% quarter-over-quarter.
  • 8 funds opened new Stellus Capital Investment Corp positions in Q1 2017 and 8 closed out, a net change of 0 holders.
  • The largest Stellus Capital Investment Corp buyer in Q1 2017 was Muzinich & Co, an estimated $4.47M added.
  • The largest Stellus Capital Investment Corp seller in Q1 2017 was Ares Management, an estimated $2.95M sold.

Based on aggregated 13F filings for Q1 2017.