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Stellus Capital Investment Corp

34 hedge funds and large institutions have $27.4M invested in Stellus Capital Investment Corp in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

11% more capital invested

Capital invested by funds: $24.8M → $27.4M (+$2.61M)

10% more funds holding

Funds holding: 3134 (+3)

0.88% more ownership

Funds ownership: 20.62%21.5% (+0.88%)

46% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 13

Holders
34
Holders Change
+3
Holders Change %
+9.68%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
7
Reduced
13
Closed
2
Calls
$189K
Puts
Net Calls
+$189K
Net Calls Change
+$189K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$9.07M +$167K +18,458 +2%
CIM
2
Confluence Investment Management
Missouri
$3.96M +$233K +25,792 +7%
BCM
3
Buckhead Capital Management
Georgia
$2.73M -$237K -26,203 -9%
UBS Group
4
UBS Group
Switzerland
$2.31M +$56.9K +6,293 +3%
YMRC
5
Yorktown Management & Research Company
Virginia
$1.99M
MC
6
Muzinich & Co
New York
$1.28M +$101K +11,125 +10%
Morgan Stanley
7
Morgan Stanley
New York
$848K +$2.63K +291 +0.4%
RJA
8
Raymond James & Associates
Florida
$523K -$73K -8,067 -14%
FCH
9
Freestone Capital Holdings
Washington
$516K +$456K +50,445 New
VFS
10
VSR Financial Services
Kansas
$469K
OC
11
Oppenheimer & Co
New York
$460K +$21.8K +2,413 +6%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$458K -$87.3K -9,653 -18%
Bank of America
13
Bank of America
North Carolina
$457K
Two Sigma Investments
14
Two Sigma Investments
New York
$397K -$16.5K -1,827 -4%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$340K -$18.9K -2,085 -6%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$255K
BW
17
Bison Wealth
Georgia
$246K -$14.8K -1,634 -6%
CC
18
Caxton Corporation
New Jersey
$240K +$19.1K +2,109 +10%
California Public Employees Retirement System
19
California Public Employees Retirement System
California
$225K +$199K +22,000 New
LVP
20
Limestone Value Partners
Texas
$201K +$173K +19,153 New
GCP
21
GSA Capital Partners
United Kingdom
$104K -$6.49K -717 -7%
FAM
22
Formidable Asset Management
Ohio
$98K +$85.9K +9,500 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$73K
Citigroup
24
Citigroup
New York
$65K -$5.36K -593 -9%
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$33K -$18.1K -2,000 -38%

SCM Hedge Fund Activity: Q1 2016 in Review

34 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q1 2016, worth a combined $27.4M — up 11% from $24.8M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SCM positions and 2 closed out — a net gain of 4 holders — while 7 added to existing stakes and 13 trimmed.

The largest buyer was Freestone Capital Holdings, opening a new position worth an estimated $456K. The largest seller was Buckhead Capital Management, cutting an estimated $237K.

  • 34 institutional investors held Stellus Capital Investment Corp (SCM) as of Q1 2016, up from 31 in Q4 2015.
  • Funds reported $27.4M of Stellus Capital Investment Corp stock for Q1 2016, up 11% quarter-over-quarter.
  • 6 funds opened new Stellus Capital Investment Corp positions in Q1 2016 and 2 closed out, a net change of +4 holders.
  • The largest Stellus Capital Investment Corp buyer in Q1 2016 was Freestone Capital Holdings, an estimated $456K added.
  • The largest Stellus Capital Investment Corp seller in Q1 2016 was Buckhead Capital Management, an estimated $237K sold.

Based on aggregated 13F filings for Q1 2016.