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Stellus Capital Investment Corp

45 hedge funds and large institutions have $62.6M invested in Stellus Capital Investment Corp in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

42% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 12

7% more funds holding

Funds holding: 4245 (+3)

5% more capital invested

Capital invested by funds: $59.4M → $62.6M (+$3.18M)

1.8% more ownership

Funds ownership: 33.12%34.92% (+1.8%)

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
1.31%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
17
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
D.E. Shaw & Co
1
D.E. Shaw & Co
New York
$28M
BFA
2
BlackRock Fund Advisors
California
$5.03M -$186K -12,621 -4%
CIM
3
Confluence Investment Management
Missouri
$3.43M +$179K +12,088 +6%
U
4
UBS
Switzerland
$2.73M +$188K +12,726 +7%
YMRC
5
Yorktown Management & Research Company
Virginia
$2.15M
BCM
6
Buckhead Capital Management
Georgia
$2.15M +$562K +38,053 +36%
AAM
7
Advisors Asset Management
Colorado
$2.11M +$740K +50,115 +55%
Northern Trust
8
Northern Trust
Illinois
$2.09M -$179K -12,084 -8%
BIT
9
BlackRock Institutional Trust
California
$2.01M -$231K -15,625 -10%
State Street
10
State Street
Massachusetts
$1.94M +$104K +7,067 +6%
Vanguard Group
11
Vanguard Group
Pennsylvania
$1.59M +$18.5K +1,252 +1%
RJA
12
Raymond James & Associates
Florida
$1.21M -$11.3K -766 -0.9%
VFS
13
VSR Financial Services
Kansas
$965K +$343K +23,223 +56%
TCIM
14
TIAA CREF Investment Management
New York
$855K
BIM
15
BlackRock Investment Management
Delaware
$610K -$17.7K -1,198 -3%
Bank of New York Mellon
16
Bank of New York Mellon
New York
$606K +$16K +1,085 +3%
Morgan Stanley
17
Morgan Stanley
New York
$513K +$63.1K +4,272 +14%
Two Sigma Advisers
18
Two Sigma Advisers
New York
$483K +$481K +32,539 New
Two Sigma Investments
19
Two Sigma Investments
New York
$454K +$451K +30,545 New
FAM
20
Formidable Asset Management
Ohio
$341K -$23.3K -1,577 -6%
California State Teachers Retirement System (CalSTRS)
21
California State Teachers Retirement System (CalSTRS)
California
$326K +$2.97K +201 +0.9%
OC
22
Oppenheimer & Co
New York
$315K +$111K +7,506 +55%
AR
23
Advisory Research
Illinois
$311K +$308K +20,879 New
SMDAM
24
Sumitomo Mitsui DS Asset Management
Japan
$310K +$308K +20,879 New
TA
25
Teachers Advisors
New York
$259K

SCM Hedge Fund Activity: Q4 2013 in Review

45 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q4 2013, worth a combined $62.6M — up 5.3% from $59.4M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SCM positions and 6 closed out — a net gain of 3 holders — while 17 added to existing stakes and 12 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $740K. The largest seller was BlackRock Institutional Trust, cutting an estimated $231K.

  • 45 institutional investors held Stellus Capital Investment Corp (SCM) as of Q4 2013, up from 42 in Q3 2013.
  • Funds reported $62.6M of Stellus Capital Investment Corp stock for Q4 2013, up 5.3% quarter-over-quarter.
  • 9 funds opened new Stellus Capital Investment Corp positions in Q4 2013 and 6 closed out, a net change of +3 holders.
  • The largest Stellus Capital Investment Corp buyer in Q4 2013 was Advisors Asset Management, an estimated $740K added.
  • The largest Stellus Capital Investment Corp seller in Q4 2013 was BlackRock Institutional Trust, an estimated $231K sold.

Based on aggregated 13F filings for Q4 2013.