We are live on ! Find out more
SCM icon

Stellus Capital Investment Corp

40 hedge funds and large institutions have $49.3M invested in Stellus Capital Investment Corp in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more capital invested

Capital invested by funds: $43.8M → $49.3M (+$5.58M)

1.19% more ownership

Funds ownership: 21.49%22.68% (+1.2%)

7% less funds holding

Funds holding: 4340 (-3)

33% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 15

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

Holders
40
Holders Change
-3
Holders Change %
-6.98%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
1
Confluence Investment Management
Missouri
$7.54M
Invesco
2
Invesco
Georgia
$6.61M -$1.54K -114 -0%
AAM
3
Advisors Asset Management
Colorado
$5.32M -$828K -61,286 -14%
MC
4
Muzinich & Co
New York
$4.42M -$2.65M -196,484 -38%
FCH
5
Freestone Capital Holdings
Washington
$4.31M +$4.27M +316,044 New
Arrowstreet Capital
6
Arrowstreet Capital
Massachusetts
$3.74M +$3.7M +274,118 New
UBS Group
7
UBS Group
Switzerland
$3.3M +$1.64M +121,183 +100%
AM
8
Ares Management
California
$1.98M -$638K -47,281 -25%
GCM
9
Gables Capital Management
Florida
$1.81M
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$1.34M -$1.5M -111,000 -53%
RJA
11
Raymond James & Associates
Florida
$1.08M -$39.1K -2,897 -4%
BlackRock
12
BlackRock
New York
$993K +$25.7K +1,906 +3%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$939K -$193K -14,300 -17%
Axa
14
Axa
France
$637K
LSV Asset Management
15
LSV Asset Management
Illinois
$615K
OC
16
Oppenheimer & Co
New York
$557K +$30.5K +2,261 +6%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$541K +$19.4K +1,434 +4%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$428K -$169K -12,495 -28%
Morgan Stanley
19
Morgan Stanley
New York
$344K -$102K -7,537 -23%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$315K
NFA
21
Nuveen Fund Advisors
Illinois
$310K -$23.1K -1,707 -7%
California Public Employees Retirement System
22
California Public Employees Retirement System
California
$300K
Two Sigma Investments
23
Two Sigma Investments
New York
$281K -$264K -19,570 -49%
SI
24
Stephens Inc
Arkansas
$276K +$1.99K +147 +0.7%
SMH
25
Sanders Morris Harris
Texas
$242K +$5.96K +441 +3%

SCM Hedge Fund Activity: Q3 2018 in Review

40 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q3 2018, worth a combined $49.3M — up 13% from $43.8M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of SCM and 4 opened new positions — a net loss of 3 holders — while 15 trimmed existing stakes and 10 added.

The largest buyer was Freestone Capital Holdings, opening a new position worth an estimated $4.27M. The largest seller was Muzinich & Co, cutting an estimated $2.65M.

  • 40 institutional investors held Stellus Capital Investment Corp (SCM) as of Q3 2018, down from 43 in Q2 2018.
  • Funds reported $49.3M of Stellus Capital Investment Corp stock for Q3 2018, up 13% quarter-over-quarter.
  • 4 funds opened new Stellus Capital Investment Corp positions in Q3 2018 and 7 closed out, a net change of -3 holders.
  • The largest Stellus Capital Investment Corp buyer in Q3 2018 was Freestone Capital Holdings, an estimated $4.27M added.
  • The largest Stellus Capital Investment Corp seller in Q3 2018 was Muzinich & Co, an estimated $2.65M sold.

Based on aggregated 13F filings for Q3 2018.