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Stellus Capital Investment Corp
SCM

Overview Fund Activity

40 hedge funds and large institutions have $49.3M invested in Stellus Capital Investment Corp in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 7 closing their positions.

Holders
40
Holders Change
-3
Holders Change %
-6.98%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FCH
1
Freestone Capital Holdings
Washington
$4.31M
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$3.74M
3
UBS Group
3
UBS Group
Switzerland
$3.3M
4
AIA
4
Avalon Investment & Advisory
Texas
$136K
5
AIM
5
Advantage Investment Management
Iowa
$171K

Top Sellers

1
MC
1
Muzinich & Co
New York
$4.42M
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$1.34M
3
AAM
3
Advisors Asset Management
Colorado
$5.32M
4
AM
4
Ares Management
California
$1.98M
5
Acadian Asset Management
5
Acadian Asset Management
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CIM
1
Confluence Investment Management
Missouri
$7.54M 552,736 – –
Invesco
2
Invesco
Georgia
$6.61M 484,487 -114 -0%
AAM
3
Advisors Asset Management
Colorado
$5.32M 390,349 -61,286 -14%
MC
4
Muzinich & Co
New York
$4.42M 323,966 -196,484 -38%
FCH
5
Freestone Capital Holdings
Washington
$4.31M 316,044 +316,044 New
Arrowstreet Capital
6
Arrowstreet Capital
Massachusetts
$3.74M 274,118 +274,118 New
UBS Group
7
UBS Group
Switzerland
$3.3M 242,154 +121,183 +100%
AM
8
Ares Management
California
$1.98M 144,860 -47,281 -25%
GCM
9
Gables Capital Management
Florida
$1.82M 133,065 – –
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$1.34M 98,000 -111,000 -53%
RJA
11
Raymond James & Associates
Florida
$1.08M 79,152 -2,897 -4%
BlackRock
12
BlackRock
New York
$993K 72,766 +1,906 +3%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$939K 68,845 -14,300 -17%
Axa
14
Axa
France
$637K 46,700 – –
LSV Asset Management
15
LSV Asset Management
Illinois
$615K 45,100 – –
OC
16
Oppenheimer & Co
New York
$557K 40,802 +2,261 +6%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$541K 39,720 +1,434 +4%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$428K 31,380 -12,495 -28%
Morgan Stanley
19
Morgan Stanley
New York
$344K 25,221 -7,537 -23%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$315K 23,000 – –
NFA
21
Nuveen Fund Advisors
Illinois
$310K 22,757 -1,707 -7%
California Public Employees Retirement System
22
California Public Employees Retirement System
California
$300K 22,000 – –
Two Sigma Investments
23
Two Sigma Investments
New York
$281K 20,626 -19,570 -49%
SI
24
Stephens Inc
Arkansas
$276K 20,232 +147 +0.7%
SMH
25
Sanders Morris Harris
Texas
$242K 17,742 +441 +3%
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