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Stellus Capital Investment Corp

45 hedge funds and large institutions have $59.2M invested in Stellus Capital Investment Corp in 2017 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 9

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

1.23% more ownership

Funds ownership: 26.48%27.71% (+1.2%)

4% more capital invested

Capital invested by funds: $56.8M → $59.2M (+$2.39M)

0% more funds holding

Funds holding: 4545 (0)

Holders
45
Holders Change
Holders Change %
0%
% of All Funds
1.12%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
19
Reduced
9
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MC
1
Muzinich & Co
New York
$11.5M +$1.87M +137,526 +19%
AAM
2
Advisors Asset Management
Colorado
$8.34M -$335K -24,594 -4%
CIM
3
Confluence Investment Management
Missouri
$7.27M +$282K +20,747 +4%
AM
4
Ares Management
California
$3.85M -$774K -56,881 -17%
FCH
5
Freestone Capital Holdings
Washington
$3.17M
UBS Group
6
UBS Group
Switzerland
$2.9M +$144K +10,567 +5%
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$2.46M
Acadian Asset Management
8
Acadian Asset Management
Massachusetts
$2.42M +$382K +28,038 +19%
Arrowstreet Capital
9
Arrowstreet Capital
Massachusetts
$1.66M +$1.5M +110,296 +976%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$1.4M +$261K +19,140 +23%
BlackRock
11
BlackRock
New York
$1.27M +$80.1K +5,882 +7%
Millennium Management
12
Millennium Management
New York
$1.25M -$1.08M -79,400 -46%
RJA
13
Raymond James & Associates
Florida
$1.11M -$7.75K -569 -0.7%
JP Morgan Chase
14
JP Morgan Chase
New York
$1.1M +$294K +21,584 +36%
Wells Fargo
15
Wells Fargo
California
$861K +$18.8K +1,378 +2%
MWNA
16
Marshall Wace North America
New York
$831K +$235K +17,262 +41%
Two Sigma Investments
17
Two Sigma Investments
New York
$809K -$417K -30,625 -34%
Russell Investments Group
18
Russell Investments Group
United Kingdom
$647K
NFA
19
Nuveen Fund Advisors
Illinois
$626K -$58.4K -4,288 -9%
Morgan Stanley
20
Morgan Stanley
New York
$597K -$526K -38,633 -47%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$564K +$142K +10,399 +34%
OAM
22
Oxford Asset Management
United Kingdom
$504K +$79.5K +5,840 +19%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$482K -$3.84K -282 -0.8%
OC
24
Oppenheimer & Co
New York
$467K +$42.1K +3,093 +10%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$341K

SCM Hedge Fund Activity: Q3 2017 in Review

45 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q3 2017, worth a combined $59.2M — up 4.2% from $56.8M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SCM positions and 7 closed out — a net gain of 1 holder — while 19 added to existing stakes and 9 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $1.87M. The largest seller was Millennium Management, cutting an estimated $1.08M.

  • 45 institutional investors held Stellus Capital Investment Corp (SCM) as of Q3 2017, unchanged from Q2 2017.
  • Funds reported $59.2M of Stellus Capital Investment Corp stock for Q3 2017, up 4.2% quarter-over-quarter.
  • 8 funds opened new Stellus Capital Investment Corp positions in Q3 2017 and 7 closed out, a net change of +1 holder.
  • The largest Stellus Capital Investment Corp buyer in Q3 2017 was Muzinich & Co, an estimated $1.87M added.
  • The largest Stellus Capital Investment Corp seller in Q3 2017 was Millennium Management, an estimated $1.08M sold.

Based on aggregated 13F filings for Q3 2017.