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Stellus Capital Investment Corp

36 hedge funds and large institutions have $30.2M invested in Stellus Capital Investment Corp in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

205% more call options, than puts

Call options by funds: $125K | Put options by funds: $41K

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

88% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 8

10% more capital invested

Capital invested by funds: $27.4M → $30.2M (+$2.83M)

6% more funds holding

Funds holding: 3436 (+2)

2.15% more ownership

Funds ownership: 21.5%23.65% (+2.1%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
15
Reduced
8
Closed
2
Calls
$125K
Puts
$41K
Net Calls
+$84K
Net Calls Change
-$105K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$8.68M -$410K -40,436 -5%
CIM
2
Confluence Investment Management
Missouri
$4.01M +$47.4K +4,679 +1%
BCM
3
Buckhead Capital Management
Georgia
$2.57M -$164K -16,213 -6%
UBS Group
4
UBS Group
Switzerland
$2.25M -$65.2K -6,438 -3%
FCH
5
Freestone Capital Holdings
Washington
$2.02M +$1.49M +146,658 +291%
YMRC
6
Yorktown Management & Research Company
Virginia
$1.79M -$203K -20,000 -10%
MC
7
Muzinich & Co
New York
$1.28M
AM
8
Ares Management
California
$1.13M +$1.12M +110,563 New
Morgan Stanley
9
Morgan Stanley
New York
$861K +$11.6K +1,149 +1%
NFA
10
Nuveen Fund Advisors
Illinois
$746K +$738K +72,869 New
VFS
11
VSR Financial Services
Kansas
$470K
OC
12
Oppenheimer & Co
New York
$466K +$6.06K +598 +1%
RJA
13
Raymond James & Associates
Florida
$461K -$62.7K -6,188 -12%
Bank of America
14
Bank of America
North Carolina
$458K
Two Sigma Advisers
15
Two Sigma Advisers
New York
$398K -$59.8K -5,900 -13%
Two Sigma Investments
16
Two Sigma Investments
New York
$383K -$13.7K -1,351 -3%
LVP
17
Limestone Value Partners
Texas
$375K +$152K +15,000 +78%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$320K -$20.4K -2,010 -6%
CC
19
Caxton Corporation
New Jersey
$304K +$63.2K +6,239 +27%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$256K
BW
21
Bison Wealth
Georgia
$246K +$2.49K +246 +1%
California Public Employees Retirement System
22
California Public Employees Retirement System
California
$225K
GCP
23
GSA Capital Partners
United Kingdom
$132K +$27.4K +2,700 +26%
Deutsche Bank
24
Deutsche Bank
Germany
$76K +$59.1K +5,837 +362%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$74K +$203 +20 +0.3%

SCM Hedge Fund Activity: Q2 2016 in Review

36 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q2 2016, worth a combined $30.2M — up 10% from $27.4M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SCM positions and 2 closed out — a net gain of 2 holders — while 15 added to existing stakes and 8 trimmed.

The largest buyer was Freestone Capital Holdings, adding an estimated $1.49M. The largest seller was Advisors Asset Management, cutting an estimated $410K.

  • 36 institutional investors held Stellus Capital Investment Corp (SCM) as of Q2 2016, up from 34 in Q1 2016.
  • Funds reported $30.2M of Stellus Capital Investment Corp stock for Q2 2016, up 10% quarter-over-quarter.
  • 4 funds opened new Stellus Capital Investment Corp positions in Q2 2016 and 2 closed out, a net change of +2 holders.
  • The largest Stellus Capital Investment Corp buyer in Q2 2016 was Freestone Capital Holdings, an estimated $1.49M added.
  • The largest Stellus Capital Investment Corp seller in Q2 2016 was Advisors Asset Management, an estimated $410K sold.

Based on aggregated 13F filings for Q2 2016.