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Stellus Capital Investment Corp

36 hedge funds and large institutions have $52.1M invested in Stellus Capital Investment Corp in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 2

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

20% more funds holding

Funds holding: 3036 (+6)

3.94% more ownership

Funds ownership: 31.54%35.48% (+3.9%)

4% less capital invested

Capital invested by funds: $54.2M → $52.1M (-$2.06M)

Holders
36
Holders Change
+6
Holders Change %
+20%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
10
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
D.E. Shaw & Co
1
D.E. Shaw & Co
New York
$22.1M
AAM
2
Advisors Asset Management
Colorado
$8.37M +$3.78M +283,051 +66%
UBS Group
3
UBS Group
Switzerland
$4.03M +$4.57M +342,138 New
YMRC
4
Yorktown Management & Research Company
Virginia
$3.71M
CIM
5
Confluence Investment Management
Missouri
$3.46M +$104K +7,784 +3%
BCM
6
Buckhead Capital Management
Georgia
$2.2M -$80.1K -6,000 -3%
MC
7
Muzinich & Co
New York
$1.05M +$1.19M +89,181 New
VFS
8
VSR Financial Services
Kansas
$802K
BG
9
BlackRock Group
United Kingdom
$628K -$110K -8,265 -13%
CI
10
CAZ Investments
Texas
$613K +$694K +52,000 New
VKH
11
Virtu KCG Holdings
New York
$597K +$677K +50,669 New
Morgan Stanley
12
Morgan Stanley
New York
$596K +$38.7K +2,901 +6%
Two Sigma Investments
13
Two Sigma Investments
New York
$538K +$147K +11,038 +32%
RJA
14
Raymond James & Associates
Florida
$535K -$192K -14,345 -24%
Millennium Management
15
Millennium Management
New York
$407K +$99.8K +7,475 +28%
Two Sigma Advisers
16
Two Sigma Advisers
New York
$355K -$14.7K -1,100 -4%
OC
17
Oppenheimer & Co
New York
$340K +$14.9K +1,119 +4%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$295K +$26.7K +2,000 +9%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$276K +$313K +23,404 New
FAM
20
Formidable Asset Management
Ohio
$243K
Goldman Sachs
21
Goldman Sachs
New York
$237K -$211K -15,787 -44%
GCP
22
GSA Capital Partners
United Kingdom
$169K +$192K +14,345 New
BW
23
Bison Wealth
Georgia
$139K +$158K +11,800 New
Stifel Financial
24
Stifel Financial
Missouri
$119K -$35.8K -2,682 -21%
MSE
25
MUFG Securities EMEA
United Kingdom
$83K

SCM Hedge Fund Activity: Q4 2014 in Review

36 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q4 2014, worth a combined $52.1M — down 3.8% from $54.2M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SCM positions and 2 closed out — a net gain of 9 holders — while 10 added to existing stakes and 7 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $3.78M. The largest seller was Goldman Sachs, cutting an estimated $211K.

  • 36 institutional investors held Stellus Capital Investment Corp (SCM) as of Q4 2014, up from 30 in Q3 2014.
  • Funds reported $52.1M of Stellus Capital Investment Corp stock for Q4 2014, down 3.8% quarter-over-quarter.
  • 11 funds opened new Stellus Capital Investment Corp positions in Q4 2014 and 2 closed out, a net change of +9 holders.
  • The largest Stellus Capital Investment Corp buyer in Q4 2014 was Advisors Asset Management, an estimated $3.78M added.
  • The largest Stellus Capital Investment Corp seller in Q4 2014 was Goldman Sachs, an estimated $211K sold.

Based on aggregated 13F filings for Q4 2014.