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Stellus Capital Investment Corp

44 hedge funds and large institutions have $39.4M invested in Stellus Capital Investment Corp in 2018 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

10% more funds holding

Funds holding: 4044 (+4)

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

3.58% less ownership

Funds ownership: 22.68%19.09% (-3.6%)

20% less capital invested

Capital invested by funds: $49.3M → $39.4M (-$9.91M)

Holders
44
Holders Change
+4
Holders Change %
+10%
% of All Funds
0.98%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
12
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
1
Confluence Investment Management
Missouri
$7.17M +$7.9K +606 +0.1%
AAM
2
Advisors Asset Management
Colorado
$4.57M -$486K -37,305 -10%
MC
3
Muzinich & Co
New York
$3.87M -$328K -25,176 -8%
UBS Group
4
UBS Group
Switzerland
$3.77M +$642K +49,290 +20%
AL
5
AJO LP
Pennsylvania
$3.44M +$3.46M +265,490 New
Arrowstreet Capital
6
Arrowstreet Capital
Massachusetts
$3.24M -$315K -24,203 -9%
GCM
7
Gables Capital Management
Florida
$1.66M -$65.2K -5,000 -4%
Marshall Wace
8
Marshall Wace
United Kingdom
$1.39M +$1.39M +107,033 New
RJA
9
Raymond James & Associates
Florida
$1.25M +$231K +17,726 +22%
FCH
10
Freestone Capital Holdings
Washington
$1.25M -$2.87M -219,891 -70%
BlackRock
11
BlackRock
New York
$885K -$58K -4,453 -6%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$834K -$57.9K -4,445 -6%
LSV Asset Management
13
LSV Asset Management
Illinois
$584K
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$515K +$417 +32 +0.1%
OC
15
Oppenheimer & Co
New York
$503K -$25.7K -1,975 -5%
AR
16
Advisory Research
Illinois
$464K +$467K +35,843 New
Axa
17
Axa
France
$434K -$172K -13,200 -28%
SMDAM
18
Sumitomo Mitsui DS Asset Management
Japan
$423K +$427K +32,728 New
Two Sigma Investments
19
Two Sigma Investments
New York
$341K +$74.4K +5,708 +28%
Morgan Stanley
20
Morgan Stanley
New York
$321K -$5.15K -395 -2%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$298K
California Public Employees Retirement System
22
California Public Employees Retirement System
California
$285K
SI
23
Stephens Inc
Arkansas
$264K +$2.01K +154 +0.8%
SMH
24
Sanders Morris Harris
Texas
$236K +$5.97K +458 +3%
BW
25
Bison Wealth
Georgia
$219K

SCM Hedge Fund Activity: Q4 2018 in Review

44 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q4 2018, worth a combined $39.4M — down 20% from $49.3M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SCM positions and 7 closed out — a net gain of 4 holders — while 12 added to existing stakes and 12 trimmed.

The largest buyer was AJO LP, opening a new position worth an estimated $3.46M. The largest seller was Invesco, exiting entirely with an estimated $6.61M sold.

  • 44 institutional investors held Stellus Capital Investment Corp (SCM) as of Q4 2018, up from 40 in Q3 2018.
  • Funds reported $39.4M of Stellus Capital Investment Corp stock for Q4 2018, down 20% quarter-over-quarter.
  • 11 funds opened new Stellus Capital Investment Corp positions in Q4 2018 and 7 closed out, a net change of +4 holders.
  • The largest Stellus Capital Investment Corp buyer in Q4 2018 was AJO LP, an estimated $3.46M added.
  • The largest Stellus Capital Investment Corp seller in Q4 2018 was Invesco, an estimated $6.61M sold.

Based on aggregated 13F filings for Q4 2018.