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Stellus Capital Investment Corp

50 hedge funds and large institutions have $43.4M invested in Stellus Capital Investment Corp in 2019 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

9% more funds holding

Funds holding: 4650 (+4)

5% more capital invested

Capital invested by funds: $41.1M → $43.4M (+$2.22M)

0.23% more ownership

Funds ownership: 16.47%16.7% (+0.23%)

0% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 15

Holders
50
Holders Change
+4
Holders Change %
+8.7%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
15
Reduced
15
Closed
7
Calls
$212K
Puts
Net Calls
+$212K
Net Calls Change
+$80K
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
1
Confluence Investment Management
Missouri
$6.47M -$167K -11,933 -2%
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$5.17M +$10.2K +730 +0.2%
UBS Group
3
UBS Group
Switzerland
$4.38M -$177K -12,638 -4%
VEA
4
Virtus ETF Advisers
New York
$4.26M -$159K -11,396 -4%
AAM
5
Advisors Asset Management
Colorado
$4.09M -$27.1K -1,937 -0.7%
MC
6
Muzinich & Co
New York
$2.39M -$296K -21,178 -11%
GCM
7
Gables Capital Management
Florida
$1.97M -$3.13K -224 -0.2%
BlackRock
8
BlackRock
New York
$1.44M +$64.6K +4,622 +5%
RJA
9
Raymond James & Associates
Florida
$1.42M -$99.3K -7,103 -7%
Legal & General Group
10
Legal & General Group
United Kingdom
$1.16M +$1.13M +81,167 New
JP Morgan Chase
11
JP Morgan Chase
New York
$1.03M +$179K +12,779 +21%
AR
12
Advisory Research
Illinois
$972K -$118K -8,417 -11%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$814K +$104K +7,474 +15%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$604K +$24.3K +1,736 +4%
Morgan Stanley
15
Morgan Stanley
New York
$602K +$152K +10,905 +35%
LSV Asset Management
16
LSV Asset Management
Illinois
$587K -$53.1K -3,800 -8%
OC
17
Oppenheimer & Co
New York
$537K -$5.07K -363 -1%
Marshall Wace
18
Marshall Wace
United Kingdom
$492K +$483K +34,551 New
California Public Employees Retirement System
19
California Public Employees Retirement System
California
$440K +$124K +8,900 +40%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$423K -$27.6K -1,975 -6%
LPL Financial
21
LPL Financial
California
$408K +$214K +15,295 +115%
CCIM
22
Chapwood Capital Investment Management
Texas
$383K +$376K +26,911 New
Acadian Asset Management
23
Acadian Asset Management
Massachusetts
$344K -$119K -8,531 -26%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$327K
SI
25
Stephens Inc
Arkansas
$299K +$2.25K +161 +0.8%

SCM Hedge Fund Activity: Q4 2019 in Review

50 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q4 2019, worth a combined $43.4M — up 5.4% from $41.1M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SCM positions and 7 closed out — a net gain of 5 holders — while 15 added to existing stakes and 15 trimmed.

The largest buyer was Legal & General Group, opening a new position worth an estimated $1.13M. The largest seller was Two Sigma Advisers, exiting entirely with an estimated $597K sold.

  • 50 institutional investors held Stellus Capital Investment Corp (SCM) as of Q4 2019, up from 46 in Q3 2019.
  • Funds reported $43.4M of Stellus Capital Investment Corp stock for Q4 2019, up 5.4% quarter-over-quarter.
  • 12 funds opened new Stellus Capital Investment Corp positions in Q4 2019 and 7 closed out, a net change of +5 holders.
  • The largest Stellus Capital Investment Corp buyer in Q4 2019 was Legal & General Group, an estimated $1.13M added.
  • The largest Stellus Capital Investment Corp seller in Q4 2019 was Two Sigma Advisers, an estimated $597K sold.

Based on aggregated 13F filings for Q4 2019.