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Stellus Capital Investment Corp

57 hedge funds and large institutions have $32.6M invested in Stellus Capital Investment Corp in 2023 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

756% more call options, than puts

Call options by funds: $608K | Put options by funds: $71K

70% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 10

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

12% more funds holding

Funds holding: 5157 (+6)

0.97% less ownership

Funds ownership: 12.71%11.74% (-0.97%)

1% less capital invested

Capital invested by funds: $32.9M → $32.6M (-$362K)

Holders
57
Holders Change
+6
Holders Change %
+11.76%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
17
Reduced
10
Closed
9
Calls
$608K
Puts
$71K
Net Calls
+$537K
Net Calls Change
+$446K
Name Holding Trade Value Shares
Change
Change in
Stake
C
1
Cliffwater
California
$3.76M +$75K +5,199 +2%
RJA
2
Raymond James & Associates
Florida
$2.65M +$72K +4,989 +3%
AAM
3
Advisors Asset Management
Colorado
$2.25M +$153K +10,626 +7%
Two Sigma Advisers
4
Two Sigma Advisers
New York
$2M +$1.01M +70,000 +97%
Two Sigma Investments
5
Two Sigma Investments
New York
$1.99M +$1.1M +76,208 +118%
Legal & General Group
6
Legal & General Group
United Kingdom
$1.87M +$45.3K +3,138 +2%
CCM
7
Condor Capital Management
New Jersey
$1.61M +$186K +12,882 +13%
Millennium Management
8
Millennium Management
New York
$1.51M +$1.55M +107,081 New
GCM
9
Gables Capital Management
Florida
$1.47M -$115K -8,000 -7%
BlackRock
10
BlackRock
New York
$1.34M -$472K -32,701 -26%
Acadian Asset Management
11
Acadian Asset Management
Massachusetts
$1.24M +$494K +34,259 +63%
MC
12
Muzinich & Co
New York
$1.13M
Sumitomo Mitsui Trust Group
13
Sumitomo Mitsui Trust Group
Japan
$1.13M
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$632K
AR
15
Advisory Research
Illinois
$617K -$45K -3,118 -7%
SS
16
Sunbelt Securities
Texas
$612K +$160K +11,087 +34%
USCWA
17
U.S. Capital Wealth Advisors
Texas
$589K
LSV Asset Management
18
LSV Asset Management
Illinois
$535K
Morgan Stanley
19
Morgan Stanley
New York
$401K +$105K +7,287 +34%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$399K +$21.7K +1,503 +6%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$374K +$155K +10,731 +68%
Squarepoint
22
Squarepoint
New York
$359K +$368K +25,503 New
SPC
23
Sigma Planning Corp
Michigan
$344K +$352K +24,422 New
Osaic Holdings
24
Osaic Holdings
Arizona
$342K +$242K +16,785 +224%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$324K

SCM Hedge Fund Activity: Q1 2023 in Review

57 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q1 2023, worth a combined $32.6M — down 1.1% from $32.9M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new SCM positions and 9 closed out — a net gain of 6 holders — while 17 added to existing stakes and 10 trimmed.

The largest buyer was Millennium Management, opening a new position worth an estimated $1.55M. The largest seller was Ares Management, exiting entirely with an estimated $4.58M sold.

  • 57 institutional investors held Stellus Capital Investment Corp (SCM) as of Q1 2023, up from 51 in Q4 2022.
  • Funds reported $32.6M of Stellus Capital Investment Corp stock for Q1 2023, down 1.1% quarter-over-quarter.
  • 15 funds opened new Stellus Capital Investment Corp positions in Q1 2023 and 9 closed out, a net change of +6 holders.
  • The largest Stellus Capital Investment Corp buyer in Q1 2023 was Millennium Management, an estimated $1.55M added.
  • The largest Stellus Capital Investment Corp seller in Q1 2023 was Ares Management, an estimated $4.58M sold.

Based on aggregated 13F filings for Q1 2023.