We are live on ! Find out more
SCM icon

Stellus Capital Investment Corp

39 hedge funds and large institutions have $58.8M invested in Stellus Capital Investment Corp in 2014 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 8

3.67% less ownership

Funds ownership: 36.71%33.05% (-3.7%)

8% less capital invested

Capital invested by funds: $63.8M → $58.8M (-$5.04M)

19% less funds holding

Funds holding: 4839 (-9)

39% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 23

Holders
39
Holders Change
-9
Holders Change %
-18.75%
% of All Funds
1.12%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
13
Reduced
8
Closed
23
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
D.E. Shaw & Co
1
D.E. Shaw & Co
New York
$27.6M
U
2
UBS
Switzerland
$5.17M +$1.21M +87,043 +33%
CIM
3
Confluence Investment Management
Missouri
$4.13M +$540K +38,740 +16%
YMRC
4
Yorktown Management & Research Company
Virginia
$4.04M +$1.82M +130,800 +91%
BCM
5
Buckhead Capital Management
Georgia
$2.79M +$184K +13,199 +7%
AAM
6
Advisors Asset Management
Colorado
$2.66M +$759K +54,517 +43%
Northern Trust
7
Northern Trust
Illinois
$1.41M -$471K -33,833 -26%
Deutsche Bank
8
Deutsche Bank
Germany
$1.13M +$1,000K +71,770 +1,382%
BG
9
BlackRock Group
United Kingdom
$1.02M -$56.9K -4,082 -6%
Morgan Stanley
10
Morgan Stanley
New York
$972K -$538K -38,618 -37%
VFS
11
VSR Financial Services
Kansas
$963K +$13.9K +1,000 +2%
RJA
12
Raymond James & Associates
Florida
$872K -$28.5K -2,047 -3%
PP
13
Paloma Partners
Connecticut
$735K +$697K +50,015 New
AllianceBernstein
14
AllianceBernstein
Tennessee
$595K +$564K +40,516 New
Two Sigma Investments
15
Two Sigma Investments
New York
$546K -$52K -3,731 -9%
COPPSERS
16
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$517K +$490K +35,190 New
Two Sigma Advisers
17
Two Sigma Advisers
New York
$432K -$33.4K -2,400 -8%
OC
18
Oppenheimer & Co
New York
$359K +$34.5K +2,480 +11%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$338K +$181K +13,000 +130%
LP
20
LMR Partners
United Kingdom
$335K +$317K +22,792 New
Goldman Sachs
21
Goldman Sachs
New York
$324K +$14.1K +1,011 +5%
FAM
22
Formidable Asset Management
Ohio
$319K
CS
23
Credit Suisse
Switzerland
$255K +$242K +17,384 New
Millennium Management
24
Millennium Management
New York
$204K +$193K +13,884 New
Stifel Financial
25
Stifel Financial
Missouri
$202K +$192K +13,782 New

SCM Hedge Fund Activity: Q2 2014 in Review

39 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q2 2014, worth a combined $58.8M — down 7.9% from $63.8M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of SCM and 14 opened new positions — a net loss of 9 holders — while 8 trimmed existing stakes and 13 added.

The largest buyer was Yorktown Management & Research Company, adding an estimated $1.82M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $4.92M sold.

  • 39 institutional investors held Stellus Capital Investment Corp (SCM) as of Q2 2014, down from 48 in Q1 2014.
  • Funds reported $58.8M of Stellus Capital Investment Corp stock for Q2 2014, down 7.9% quarter-over-quarter.
  • 14 funds opened new Stellus Capital Investment Corp positions in Q2 2014 and 23 closed out, a net change of -9 holders.
  • The largest Stellus Capital Investment Corp buyer in Q2 2014 was Yorktown Management & Research Company, an estimated $1.82M added.
  • The largest Stellus Capital Investment Corp seller in Q2 2014 was BlackRock Fund Advisors, an estimated $4.92M sold.

Based on aggregated 13F filings for Q2 2014.